LA

Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.24%
This Quarter Est. Return
1 Year Est. Return
+26.24%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$189M
AUM Growth
-$20.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
101
New
Increased
Reduced
Closed

Top Buys

1
+$2.46M
2
+$432K
3
+$318K
4
FSLR icon
First Solar
FSLR
+$287K
5
DAL icon
Delta Air Lines
DAL
+$217K

Top Sells

1
+$13.2M
2
+$1.58M
3
+$1.13M
4
ALK icon
Alaska Air
ALK
+$938K
5
CMCSA icon
Comcast
CMCSA
+$917K

Sector Composition

1 Technology 20.52%
2 Healthcare 11.56%
3 Consumer Staples 9%
4 Energy 8.37%
5 Financials 5.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGC
76
Canopy Growth
CGC
$340M
$318K 0.17%
+1,386
RDS.A
77
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$318K 0.17%
5,400
+400
FFIV icon
78
F5
FFIV
$14.3B
$309K 0.16%
2,200
VZ icon
79
Verizon
VZ
$168B
$290K 0.15%
4,812
-1,300
FSLR icon
80
First Solar
FSLR
$29.2B
$287K 0.15%
+4,850
NVS icon
81
Novartis
NVS
$243B
$287K 0.15%
3,308
PNC icon
82
PNC Financial Services
PNC
$71.7B
$268K 0.14%
1,915
SLB icon
83
SLB Ltd
SLB
$54.3B
$252K 0.13%
7,369
+1,300
SPGI icon
84
S&P Global
SPGI
$148B
$245K 0.13%
1,000
UNP icon
85
Union Pacific
UNP
$129B
$243K 0.13%
1,498
+300
APD icon
86
Air Products & Chemicals
APD
$57.6B
$242K 0.13%
1,090
MMC icon
87
Marsh & McLennan
MMC
$86.5B
$236K 0.12%
2,359
-800
DAL icon
88
Delta Air Lines
DAL
$37.7B
$217K 0.11%
+3,760
HD icon
89
Home Depot
HD
$367B
$204K 0.11%
+880
FON
90
DELISTED
SPRINT CORP FON COM
FON
$154K 0.08%
25,000
GE icon
91
GE Aerospace
GE
$322B
$134K 0.07%
2,999
-200
DRRX
92
DELISTED
DURECT Corp
DRRX
$66K 0.03%
3,600
TTOO
93
DELISTED
T2 Biosystems, Inc
TTOO
$32K 0.02%
3
ACGN
94
DELISTED
Aceragen Inc
ACGN
$30K 0.02%
+603
CGI
95
DELISTED
Celadon Group Inc
CGI
$25K 0.01%
20,000
BLK icon
96
Blackrock
BLK
$166B
– –
-976
CMI icon
97
Cummins
CMI
$63.9B
– –
-9,250
COST icon
98
Costco
COST
$409B
– –
-850
DIS icon
99
Walt Disney
DIS
$199B
– –
-1,532
MCD icon
100
McDonald's
MCD
$213B
– –
-1,824
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