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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$129M
AUM Growth
+$3.59M
Cap. Flow
+$1.85M
Cap. Flow %
1.44%
Top 10 Hldgs %
44.95%
Holding
79
New
4
Increased
20
Reduced
20
Closed
4

Top Buys

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$2.12M
2
NWL icon
Newell Brands
NWL
+$1.32M
3
INCY icon
Incyte
INCY
+$486K
4
AAPL icon
Apple
AAPL
+$477K
5
PEP icon
PepsiCo
PEP
+$289K

Top Sells

Rank Stock Value
1
PII icon
Polaris
PII
+$1.15M
2
IBM icon
IBM
IBM
+$495K
3
BMY icon
Bristol-Myers Squibb
BMY
+$485K
4
JPM icon
JPMorgan Chase
JPM
+$367K
5
KO icon
Coca-Cola
KO
+$364K

Sector Composition

Rank Sector Weight
1 Healthcare 21.22%
2 Technology 19.51%
3 Consumer Staples 12.56%
4 Energy 10.26%
5 Materials 7.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
76
Bristol-Myers Squibb
BMY
$123B
– –
-8,700
Closed -$485K
PII icon
77
Polaris
PII
$4.14B
– –
-12,455
Closed -$1.15M
FON
78
DELISTED
SPRINT CORP FON COM
FON
– –
-25,000
Closed -$205K
1 2 3
4

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Lau Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Lau Associates held 79 positions worth $129M, up 2.9% from $125M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Lau Associates's Q3 2017 filing shows 4 new, 20 increased, 20 reduced and 4 closed positions. Its largest new stake was Newell Brands: 26,900 shares worth $1.15M. The largest sale was Polaris, an estimated $1.15M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 21% a quarter earlier, followed by Technology and Consumer Staples.

  • Lau Associates's largest Q3 2017 buy was Newell Brands: 26,900 shares worth $1.15M.
  • Lau Associates added most to Du Pont De Nemours E I in Q3 2017, an estimated $2.12M increase.
  • Lau Associates's biggest Q3 2017 reduction was IBM, cutting an estimated $495K.
  • Lau Associates fully exited Polaris in Q3 2017, selling an estimated $1.15M.
  • Lau Associates's ten largest holdings make up 45% of its $129M portfolio in Q3 2017.
  • Lau Associates opened 4 new positions and closed 4 in Q3 2017.
  • Lau Associates's portfolio value rose 2.9% quarter-over-quarter to $129M.

Based on Lau Associates's 13F filing for Q3 2017, filed 10 Oct 2017.