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LA

Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$189M
AUM Growth
-$20.2M
Cap. Flow
-$27.9M
Cap. Flow %
-14.77%
Top 10 Hldgs %
51.18%
Holding
101
New
8
Increased
16
Reduced
50
Closed
5

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.45M
2
CSIQ icon
Canadian Solar
CSIQ
+$498K
3
CGC
Canopy Growth
CGC
+$424K
4
FSLR icon
First Solar
FSLR
+$311K
5
DAL icon
Delta Air Lines
DAL
+$223K

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13.2M
2
CMI icon
Cummins
CMI
+$1.58M
3
KLAC icon
KLA
KLAC
+$992K
4
ALK icon
Alaska Air
ALK
+$910K
5
CMCSA icon
Comcast
CMCSA
+$901K

Sector Composition

Rank Sector Weight
1 Technology 20.52%
2 Healthcare 11.56%
3 Consumer Staples 9%
4 Energy 8.37%
5 Financials 5.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGG icon
51
iShares Core US Aggregate Bond ETF
AGG
$138B
$849K 0.45%
7,500
– –
IEI icon
52
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$842K 0.45%
6,640
– –
BIIB icon
53
Biogen
BIIB
$30.7B
$840K 0.44%
3,608
-1,500
-29% -$349K
ORCL icon
54
Oracle
ORCL
$367B
$826K 0.44%
15,017
-2,900
-16% -$160K
V icon
55
Visa
V
$673B
$799K 0.42%
4,646
-1,150
-20% -$205K
ABT icon
56
Abbott
ABT
$183B
$728K 0.39%
8,695
+400
+5% +$34K
BKNG icon
57
Booking.com
BKNG
$150B
$687K 0.36%
8,750
-1,875
-18% -$145K
C icon
58
Citigroup
C
$222B
$684K 0.36%
9,900
+1,400
+16% +$95.2K
TJX icon
59
TJX Companies
TJX
$176B
$663K 0.35%
20,150
– –
DVA icon
60
DaVita
DVA
$15.3B
$605K 0.32%
10,600
-5,500
-34% -$320K
AMGN icon
61
Amgen
AMGN
$209B
$590K 0.31%
3,050
-362
-11% -$69.5K
IBM icon
62
IBM
IBM
$209B
$572K 0.3%
4,114
-1,046
-20% -$141K
SYK icon
63
Stryker
SYK
$133B
$519K 0.27%
2,400
– –
MET icon
64
MetLife
MET
$62.5B
$509K 0.27%
10,803
-600
-5% -$28.6K
ABBV icon
65
AbbVie
ABBV
$455B
$473K 0.25%
6,251
+189
+3% +$13K
MA icon
66
Mastercard
MA
$510B
$462K 0.24%
1,700
-500
-23% -$138K
PRU icon
67
Prudential Financial
PRU
$42.6B
$459K 0.24%
5,100
-5,600
-52% -$508K
CSIQ icon
68
Canadian Solar
CSIQ
$1B
$432K 0.23%
+22,900
New +$498K
NEE icon
69
NextEra Energy
NEE
$183B
$408K 0.22%
7,000
+2,360
+51% +$128K
SGOL icon
70
abrdn Physical Gold Shares ETF
SGOL
$7.01B
$406K 0.21%
28,630
– –
USB icon
71
US Bancorp
USB
$98B
$387K 0.2%
7,000
-1,000
-13% -$54K
CC icon
72
Chemours
CC
$2.57B
$369K 0.2%
24,686
-4,000
-14% -$65.1K
WFC icon
73
Wells Fargo
WFC
$258B
$342K 0.18%
6,780
+393
+6% +$18.5K
HON icon
74
Honeywell
HON
$76.7B
$340K 0.18%
2,130
+318
+18% +$50.6K
SYY icon
75
Sysco
SYY
$40.6B
$338K 0.18%
4,260
– –
1 2
3
4

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AEPI
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TWM
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QCM
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VC
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Lau Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Lau Associates held 101 positions worth $189M, down 9.6% from $209M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Lau Associates withdrew a net $27.9M in Q3 2019, closing 5 positions and reducing 50 holdings. Its most notable exit was Cummins, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Lau Associates opened a new position in iShares Core S&P 500 ETF worth $2.46M.

  • Lau Associates's largest Q3 2019 buy was iShares Core S&P 500 ETF: 8,250 shares worth $2.46M.
  • Lau Associates added most to NextEra Energy in Q3 2019, an estimated $128K increase.
  • Lau Associates's biggest Q3 2019 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $13.2M.
  • Lau Associates fully exited Cummins in Q3 2019, selling an estimated $1.58M.
  • Lau Associates's ten largest holdings make up 51% of its $189M portfolio in Q3 2019.
  • Lau Associates opened 8 new positions and closed 5 in Q3 2019.
  • Lau Associates's portfolio value fell 9.6% quarter-over-quarter to $189M.

Based on Lau Associates's 13F filing for Q3 2019, filed 2 Oct 2019.