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LA

Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$129M
AUM Growth
-$264K
Cap. Flow
-$7.57M
Cap. Flow %
-5.89%
Top 10 Hldgs %
48.17%
Holding
81
New
6
Increased
22
Reduced
25
Closed
4

Top Buys

Rank Stock Value
1
CMI icon
Cummins
CMI
+$1.49M
2
DFS
Discover Financial Services
DFS
+$1.39M
3
ALK icon
Alaska Air
ALK
+$757K
4
PX
Praxair Inc
PX
+$213K
5
UNP icon
Union Pacific
UNP
+$209K

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$2.75M
2
MRK icon
Merck
MRK
+$2.17M
3
QCOM icon
Qualcomm
QCOM
+$1.26M
4
NWL icon
Newell Brands
NWL
+$1.15M
5
F icon
Ford
F
+$875K

Sector Composition

Rank Sector Weight
1 Technology 21.05%
2 Healthcare 16.98%
3 Consumer Staples 12.33%
4 Energy 10.14%
5 Industrials 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
51
Ford
F
$56.2B
$459K 0.36%
36,726
-71,074
-66% -$875K
SLB icon
52
SLB Ltd
SLB
$70B
$415K 0.32%
6,157
-6,370
-51% -$413K
CSCO icon
53
Cisco
CSCO
$441B
$413K 0.32%
10,791
+1,043
+11% +$37.3K
PM icon
54
Philip Morris
PM
$299B
$408K 0.32%
3,866
-610
-14% -$65K
SO icon
55
Southern Company
SO
$107B
$385K 0.3%
8,000
-1,520
-16% -$77.4K
EMR icon
56
Emerson Electric
EMR
$76.7B
$380K 0.3%
5,450
+620
+13% +$40.2K
IEI icon
57
iShares 3-7 Year Treasury Bond ETF
IEI
$18.2B
$379K 0.29%
3,100
-5,000
-62% -$614K
SGOL icon
58
abrdn Physical Gold Shares ETF
SGOL
$6.85B
$360K 0.28%
28,550
– –
RDS.A
59
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$344K 0.27%
5,150
– –
PHYS icon
60
Sprott Physical Gold
PHYS
$14.4B
$339K 0.26%
31,965
– –
NVS icon
61
Novartis
NVS
$290B
$334K 0.26%
4,436
– –
HON icon
62
Honeywell
HON
$72.1B
$307K 0.24%
2,214
– –
SYY icon
63
Sysco
SYY
$38.8B
$300K 0.23%
4,945
– –
CBSH icon
64
Commerce Bancshares
CBSH
$8.43B
$277K 0.22%
7,327
– –
SPGI icon
65
S&P Global
SPGI
$133B
$271K 0.21%
1,600
– –
SYK icon
66
Stryker
SYK
$123B
$263K 0.2%
1,700
– –
MRSH
67
Marsh
MRSH
$87B
$257K 0.2%
3,159
– –
RTN
68
DELISTED
Raytheon Company
RTN
$252K 0.2%
1,341
+256
+24% +$47.7K
IWM icon
69
iShares Russell 2000 ETF
IWM
$81.7B
$244K 0.19%
1,600
-229
-13% -$34.4K
MCD icon
70
McDonald's
MCD
$190B
$240K 0.19%
1,395
-1,958
-58% -$329K
UNP icon
71
Union Pacific
UNP
$178B
$233K 0.18%
+1,735
New +$209K
PX
72
DELISTED
Praxair Inc
PX
$222K 0.17%
+1,436
New +$213K
SCCO icon
73
Southern Copper
SCCO
$146B
$216K 0.17%
+4,906
New +$197K
VEA icon
74
Vanguard FTSE Developed Markets ETF
VEA
$226B
$200K 0.16%
4,467
-4,715
-51% -$208K
FON
75
DELISTED
SPRINT CORP FON COM
FON
$147K 0.11%
+25,000
New +$147K
1 2
3
4

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Lau Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Lau Associates held 81 positions worth $129M, down 0.2% from $129M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Lau Associates withdrew a net $7.57M in Q4 2017, closing 4 positions and reducing 25 holdings. Its most notable exit was Gilead Sciences, an estimated $2.75M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Lau Associates opened a new position in Cummins worth $1.54M.

  • Lau Associates's largest Q4 2017 buy was Cummins: 8,700 shares worth $1.54M.
  • Lau Associates added most to Alaska Air in Q4 2017, an estimated $757K increase.
  • Lau Associates's biggest Q4 2017 reduction was Merck, cutting an estimated $2.17M.
  • Lau Associates fully exited Gilead Sciences in Q4 2017, selling an estimated $2.75M.
  • Lau Associates's ten largest holdings make up 48% of its $129M portfolio in Q4 2017.
  • Lau Associates opened 6 new positions and closed 4 in Q4 2017.
  • Lau Associates's portfolio value fell 0.2% quarter-over-quarter to $129M.

Based on Lau Associates's 13F filing for Q4 2017, filed 23 Jan 2018.