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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$129M
AUM Growth
+$3.59M
Cap. Flow
+$1.85M
Cap. Flow %
1.44%
Top 10 Hldgs %
44.95%
Holding
79
New
4
Increased
20
Reduced
20
Closed
4

Top Buys

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$2.12M
2
NWL icon
Newell Brands
NWL
+$1.32M
3
INCY icon
Incyte
INCY
+$486K
4
AAPL icon
Apple
AAPL
+$477K
5
PEP icon
PepsiCo
PEP
+$289K

Top Sells

Rank Stock Value
1
PII icon
Polaris
PII
+$1.15M
2
IBM icon
IBM
IBM
+$495K
3
BMY icon
Bristol-Myers Squibb
BMY
+$485K
4
JPM icon
JPMorgan Chase
JPM
+$367K
5
KO icon
Coca-Cola
KO
+$364K

Sector Composition

Rank Sector Weight
1 Healthcare 21.22%
2 Technology 19.51%
3 Consumer Staples 12.56%
4 Energy 10.26%
5 Materials 7.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWD icon
51
iShares Russell 1000 Value ETF
IWD
$81.9B
$679K 0.53%
5,730
– –
VCSH icon
52
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$617K 0.48%
7,700
– –
MO icon
53
Altria Group
MO
$124B
$568K 0.44%
8,950
-1,200
-12% -$80K
MCD icon
54
McDonald's
MCD
$191B
$525K 0.41%
3,353
-17
-0.5% -$2.66K
PM icon
55
Philip Morris
PM
$299B
$497K 0.39%
4,476
-1,000
-18% -$116K
SO icon
56
Southern Company
SO
$108B
$468K 0.36%
9,520
– –
T icon
57
AT&T
T
$151B
$433K 0.34%
14,650
-3,877
-21% -$110K
BLK icon
58
Blackrock
BLK
$165B
$416K 0.32%
930
– –
VEA icon
59
Vanguard FTSE Developed Markets ETF
VEA
$226B
$399K 0.31%
9,182
– –
SGOL icon
60
abrdn Physical Gold Shares ETF
SGOL
$6.85B
$354K 0.27%
28,550
– –
NVS icon
61
Novartis
NVS
$292B
$341K 0.26%
4,436
– –
PHYS icon
62
Sprott Physical Gold
PHYS
$14.4B
$334K 0.26%
31,965
– –
CSCO icon
63
Cisco
CSCO
$443B
$328K 0.25%
9,748
– –
RDS.A
64
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$312K 0.24%
5,150
-1,021
-17% -$57.1K
EMR icon
65
Emerson Electric
EMR
$77.7B
$304K 0.24%
4,830
– –
HON icon
66
Honeywell
HON
$71.1B
$283K 0.22%
2,214
– –
CBSH icon
67
Commerce Bancshares
CBSH
$8.47B
$273K 0.21%
7,327
– –
IWM icon
68
iShares Russell 2000 ETF
IWM
$82.1B
$271K 0.21%
+1,829
New +$257K
SYY icon
69
Sysco
SYY
$39.2B
$267K 0.21%
4,945
– –
MRSH
70
Marsh
MRSH
$87.3B
$265K 0.21%
3,159
– –
SPGI icon
71
S&P Global
SPGI
$132B
$250K 0.19%
1,600
– –
SYK icon
72
Stryker
SYK
$122B
$241K 0.19%
1,700
– –
RTN
73
DELISTED
Raytheon Company
RTN
$202K 0.16%
+1,085
New +$191K
CGI
74
DELISTED
Celadon Group Inc
CGI
$135K 0.1%
+20,000
New +$94.3K
ACGN
75
DELISTED
Aceragen Inc
ACGN
$40K 0.03%
133
+28
+27% +$7.32K
1 2
3
4

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AEPI
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TWM
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Lau Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Lau Associates held 79 positions worth $129M, up 2.9% from $125M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Lau Associates's Q3 2017 filing shows 4 new, 20 increased, 20 reduced and 4 closed positions. Its largest new stake was Newell Brands: 26,900 shares worth $1.15M. The largest sale was Polaris, an estimated $1.15M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 21% a quarter earlier, followed by Technology and Consumer Staples.

  • Lau Associates's largest Q3 2017 buy was Newell Brands: 26,900 shares worth $1.15M.
  • Lau Associates added most to Du Pont De Nemours E I in Q3 2017, an estimated $2.12M increase.
  • Lau Associates's biggest Q3 2017 reduction was IBM, cutting an estimated $495K.
  • Lau Associates fully exited Polaris in Q3 2017, selling an estimated $1.15M.
  • Lau Associates's ten largest holdings make up 45% of its $129M portfolio in Q3 2017.
  • Lau Associates opened 4 new positions and closed 4 in Q3 2017.
  • Lau Associates's portfolio value rose 2.9% quarter-over-quarter to $129M.

Based on Lau Associates's 13F filing for Q3 2017, filed 10 Oct 2017.