We are live on ! Find out more
LA

Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
-0.11%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$109M
AUM Growth
-$2.5M
Cap. Flow
-$1.48M
Cap. Flow %
-1.36%
Top 10 Hldgs %
53.47%
Holding
66
New
3
Increased
9
Reduced
18
Closed
3

Top Buys

Rank Stock Value
1
HAS icon
Hasbro
HAS
+$1.04M
2
INCY icon
Incyte
INCY
+$860K
3
GILD icon
Gilead Sciences
GILD
+$646K
4
MCD icon
McDonald's
MCD
+$398K
5
F icon
Ford
F
+$333K

Top Sells

Rank Stock Value
1
ACN icon
Accenture
ACN
+$2.73M
2
UPS icon
United Parcel Service
UPS
+$680K
3
APA icon
APA Corp
APA
+$574K
4
BP icon
BP
BP
+$227K
5
PEP icon
PepsiCo
PEP
+$183K

Sector Composition

Rank Sector Weight
1 Healthcare 16.67%
2 Technology 16.55%
3 Energy 16.02%
4 Consumer Staples 10.22%
5 Materials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIAL
51
DELISTED
SIGMA - ALDRICH CORP
SIAL
$408K 0.38%
3,000
– –
EAT icon
52
Brinker International
EAT
$8.5B
$406K 0.37%
8,000
– –
MCD icon
53
McDonald's
MCD
$194B
$395K 0.36%
+4,170
New +$398K
MSFT icon
54
Microsoft
MSFT
$2.92T
$374K 0.34%
8,067
– –
ABBV icon
55
AbbVie
ABBV
$465B
$362K 0.33%
6,273
-1,500
-19% -$83.3K
SO icon
56
Southern Company
SO
$109B
$349K 0.32%
8,000
– –
ABT icon
57
Abbott
ABT
$187B
$323K 0.3%
7,773
– –
CERN
58
DELISTED
Cerner Corp
CERN
$307K 0.28%
5,150
– –
VIG icon
59
Vanguard Dividend Appreciation ETF
VIG
$113B
$268K 0.25%
3,484
+6
+0.2% +$465
CSCO icon
60
Cisco
CSCO
$456B
$262K 0.24%
10,416
– –
CSX icon
61
CSX Corp
CSX
$94.2B
$244K 0.22%
22,800
– –
APA icon
62
APA Corp
APA
$12.3B
– –
-5,700
Closed -$574K
BP icon
63
BP
BP
$107B
– –
-5,253
Closed -$227K
UPS icon
64
United Parcel Service
UPS
$89.7B
– –
-6,624
Closed -$680K
1 2
3

Similar funds

JFM
Jackson Financial Management Costa Mesa, California $194M AUM 21.54% 1-Year Est. Return
SHA
Shelter Harbor Advisors Weatogue, Connecticut $192M AUM 26.7% 1-Year Est. Return
AC
Asturias Capital New York $220M AUM 39.56% 1-Year Est. Return
AEPI
AH Equity Partners I Menlo Park, California $221M AUM
TWM
Torch Wealth Management Cincinnati, Ohio $181M AUM 29.44% 1-Year Est. Return
QCM
Quadrant Capital Management Fairfield, New Jersey $221M AUM 29.88% 1-Year Est. Return
IAM
Integre Asset Management New York $177M AUM 32.31% 1-Year Est. Return
VC
Vector Capital San Francisco, California $168M AUM

Lau Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Lau Associates held 66 positions worth $109M, down 2.2% from $111M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Lau Associates's Q3 2014 filing shows 3 new, 9 increased, 18 reduced and 3 closed positions. Its largest new stake was Hasbro: 19,800 shares worth $1.09M. The largest sale was Accenture, an estimated $2.73M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 15% a quarter earlier, followed by Technology and Energy.

  • Lau Associates's largest Q3 2014 buy was Hasbro: 19,800 shares worth $1.09M.
  • Lau Associates added most to Gilead Sciences in Q3 2014, an estimated $646K increase.
  • Lau Associates's biggest Q3 2014 reduction was Accenture, cutting an estimated $2.73M.
  • Lau Associates fully exited United Parcel Service in Q3 2014, selling an estimated $680K.
  • Lau Associates's ten largest holdings make up 53% of its $109M portfolio in Q3 2014.
  • Lau Associates opened 3 new positions and closed 3 in Q3 2014.
  • Lau Associates's portfolio value fell 2.2% quarter-over-quarter to $109M.

Based on Lau Associates's 13F filing for Q3 2014, filed 17 Oct 2014.