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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+2.24%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$112M
AUM Growth
-$590K
Cap. Flow
-$5.99M
Cap. Flow %
-5.34%
Top 10 Hldgs %
53.28%
Holding
68
New
2
Increased
10
Reduced
28
Closed
5

Top Buys

Rank Stock Value
1
F icon
Ford
F
+$1.05M
2
BX icon
Blackstone
BX
+$858K
3
EMC
EMC CORPORATION
EMC
+$242K
4
VZ icon
Verizon
VZ
+$147K
5
SLB icon
SLB Ltd
SLB
+$136K

Top Sells

Rank Stock Value
1
IBM icon
IBM
IBM
+$1.19M
2
SYY icon
Sysco
SYY
+$1.09M
3
PHYS icon
Sprott Physical Gold
PHYS
+$807K
4
CBSH icon
Commerce Bancshares
CBSH
+$632K
5
IDXX icon
Idexx Laboratories
IDXX
+$536K

Sector Composition

Rank Sector Weight
1 Technology 18.66%
2 Energy 15.55%
3 Healthcare 13.84%
4 Consumer Staples 9.26%
5 Consumer Discretionary 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
51
Altria Group
MO
$125B
$380K 0.34%
10,150
-5,200
-34% -$189K
NVS icon
52
Novartis
NVS
$302B
$380K 0.34%
4,994
– –
PRU icon
53
Prudential Financial
PRU
$42.6B
$360K 0.32%
4,250
+250
+6% +$21.5K
SO icon
54
Southern Company
SO
$108B
$352K 0.31%
8,000
– –
MSFT icon
55
Microsoft
MSFT
$2.9T
$331K 0.3%
8,067
– –
ABT icon
56
Abbott
ABT
$188B
$315K 0.28%
8,173
– –
CERN
57
DELISTED
Cerner Corp
CERN
$290K 0.26%
5,150
– –
SIAL
58
DELISTED
SIGMA - ALDRICH CORP
SIAL
$280K 0.25%
3,000
– –
VIG icon
59
Vanguard Dividend Appreciation ETF
VIG
$111B
$261K 0.23%
3,473
+5
+0.1% +$369
CSCO icon
60
Cisco
CSCO
$443B
$233K 0.21%
10,416
– –
CSX icon
61
CSX Corp
CSX
$94B
$220K 0.2%
22,800
-3,000
-12% -$27.8K
BP icon
62
BP
BP
$112B
$207K 0.18%
5,253
– –
CBSH icon
63
Commerce Bancshares
CBSH
$8.68B
– –
-25,287
Closed -$632K
GPC icon
64
Genuine Parts
GPC
$17.9B
– –
-2,549
Closed -$212K
PFE icon
65
Pfizer
PFE
$143B
– –
-11,657
Closed -$339K
SYY icon
66
Sysco
SYY
$40.8B
– –
-30,249
Closed -$1.09M
1 2
3

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Lau Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Lau Associates held 68 positions worth $112M, down 0.52% from $113M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Lau Associates withdrew a net $5.99M in Q1 2014, closing 5 positions and reducing 28 holdings. Its most notable exit was Sysco, an estimated $1.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Lau Associates opened a new position in Ford worth $1.06M.

  • Lau Associates's largest Q1 2014 buy was Ford: 67,800 shares worth $1.06M.
  • Lau Associates added most to EMC CORPORATION in Q1 2014, an estimated $242K increase.
  • Lau Associates's biggest Q1 2014 reduction was IBM, cutting an estimated $1.19M.
  • Lau Associates fully exited Sysco in Q1 2014, selling an estimated $1.09M.
  • Lau Associates's ten largest holdings make up 53% of its $112M portfolio in Q1 2014.
  • Lau Associates opened 2 new positions and closed 5 in Q1 2014.
  • Lau Associates's portfolio value fell 0.52% quarter-over-quarter to $112M.

Based on Lau Associates's 13F filing for Q1 2014, filed 25 Apr 2014.