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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$189M
AUM Growth
-$20.2M
Cap. Flow
-$27.9M
Cap. Flow %
-14.77%
Top 10 Hldgs %
51.18%
Holding
101
New
8
Increased
16
Reduced
50
Closed
5

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.45M
2
CSIQ icon
Canadian Solar
CSIQ
+$498K
3
CGC
Canopy Growth
CGC
+$424K
4
FSLR icon
First Solar
FSLR
+$311K
5
DAL icon
Delta Air Lines
DAL
+$223K

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13.2M
2
CMI icon
Cummins
CMI
+$1.58M
3
KLAC icon
KLA
KLAC
+$992K
4
ALK icon
Alaska Air
ALK
+$910K
5
CMCSA icon
Comcast
CMCSA
+$901K

Sector Composition

Rank Sector Weight
1 Technology 20.52%
2 Healthcare 11.56%
3 Consumer Staples 9%
4 Energy 8.37%
5 Financials 5.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTVA icon
26
Corteva
CTVA
$60.7B
$1.76M 0.93%
62,749
+184
+0.3% +$5.32K
UNH icon
27
UnitedHealth
UNH
$382B
$1.55M 0.82%
7,130
-2,420
-25% -$584K
RTX icon
28
RTX Corp
RTX
$291B
$1.52M 0.81%
17,736
-10,127
-36% -$841K
ALK icon
29
Alaska Air
ALK
$5.12B
$1.49M 0.79%
23,000
-14,450
-39% -$910K
XOM icon
30
ExxonMobil
XOM
$649B
$1.45M 0.77%
20,553
-1,600
-7% -$116K
CMCSA icon
31
Comcast
CMCSA
$87.6B
$1.43M 0.76%
31,766
-20,340
-39% -$901K
DFS
32
DELISTED
Discover Financial Services
DFS
$1.42M 0.75%
17,464
-9,250
-35% -$764K
META icon
33
Meta Platforms (Facebook)
META
$1.48T
$1.41M 0.75%
7,940
-3,200
-29% -$608K
AMZN icon
34
Amazon
AMZN
$2.45T
$1.37M 0.72%
15,740
+900
+6% +$83.5K
CSCO icon
35
Cisco
CSCO
$445B
$1.35M 0.72%
27,365
-3,550
-11% -$184K
IWM icon
36
iShares Russell 2000 ETF
IWM
$79.2B
$1.33M 0.71%
8,814
-2,350
-21% -$359K
IWF icon
37
iShares Russell 1000 Growth ETF
IWF
$117B
$1.28M 0.68%
32,000
– –
LOW icon
38
Lowe's Companies
LOW
$121B
$1.27M 0.67%
11,543
-4,516
-28% -$477K
MO icon
39
Altria Group
MO
$125B
$1.27M 0.67%
31,000
– –
LNC icon
40
Lincoln National
LNC
$7.9B
$1.25M 0.66%
20,800
-8,900
-30% -$532K
STZ icon
41
Constellation Brands
STZ
$22.6B
$1.22M 0.65%
5,905
-3,600
-38% -$723K
GS icon
42
Goldman Sachs
GS
$290B
$1.2M 0.64%
5,798
-4,300
-43% -$899K
PM icon
43
Philip Morris
PM
$310B
$1.16M 0.61%
15,236
+300
+2% +$23.8K
CVX icon
44
Chevron
CVX
$382B
$1.14M 0.6%
9,635
-870
-8% -$106K
ZBH icon
45
Zimmer Biomet
ZBH
$18.8B
$1.14M 0.6%
8,549
-2,678
-24% -$346K
BA icon
46
Boeing
BA
$169B
$1.06M 0.56%
2,800
-500
-15% -$179K
INCY icon
47
Incyte
INCY
$25.4B
$930K 0.49%
12,532
– –
GOOG icon
48
Alphabet (Google) Class C
GOOG
$4.11T
$918K 0.49%
15,060
-800
-5% -$47.3K
NUE icon
49
Nucor
NUE
$58B
$905K 0.48%
17,775
-13,600
-43% -$710K
IEMG icon
50
iShares Core MSCI Emerging Markets ETF
IEMG
$145B
$887K 0.47%
18,100
– –
1
2
3 4

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Lau Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Lau Associates held 101 positions worth $189M, down 9.6% from $209M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Lau Associates withdrew a net $27.9M in Q3 2019, closing 5 positions and reducing 50 holdings. Its most notable exit was Cummins, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Lau Associates opened a new position in iShares Core S&P 500 ETF worth $2.46M.

  • Lau Associates's largest Q3 2019 buy was iShares Core S&P 500 ETF: 8,250 shares worth $2.46M.
  • Lau Associates added most to NextEra Energy in Q3 2019, an estimated $128K increase.
  • Lau Associates's biggest Q3 2019 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $13.2M.
  • Lau Associates fully exited Cummins in Q3 2019, selling an estimated $1.58M.
  • Lau Associates's ten largest holdings make up 51% of its $189M portfolio in Q3 2019.
  • Lau Associates opened 8 new positions and closed 5 in Q3 2019.
  • Lau Associates's portfolio value fell 9.6% quarter-over-quarter to $189M.

Based on Lau Associates's 13F filing for Q3 2019, filed 2 Oct 2019.