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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$129M
AUM Growth
-$264K
Cap. Flow
-$7.57M
Cap. Flow %
-5.89%
Top 10 Hldgs %
48.17%
Holding
81
New
6
Increased
22
Reduced
25
Closed
4

Top Buys

Rank Stock Value
1
CMI icon
Cummins
CMI
+$1.49M
2
DFS
Discover Financial Services
DFS
+$1.39M
3
ALK icon
Alaska Air
ALK
+$757K
4
PX
Praxair Inc
PX
+$213K
5
UNP icon
Union Pacific
UNP
+$209K

Top Sells

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$2.75M
2
MRK icon
Merck
MRK
+$2.17M
3
QCOM icon
Qualcomm
QCOM
+$1.26M
4
NWL icon
Newell Brands
NWL
+$1.15M
5
F icon
Ford
F
+$875K

Sector Composition

Rank Sector Weight
1 Technology 21.05%
2 Healthcare 16.98%
3 Consumer Staples 12.33%
4 Energy 10.14%
5 Industrials 9.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFS
26
DELISTED
Discover Financial Services
DFS
$1.55M 1.21%
+20,200
New +$1.39M
CMI icon
27
Cummins
CMI
$89.5B
$1.54M 1.2%
+8,700
New +$1.49M
NKE icon
28
Nike
NKE
$64.9B
$1.54M 1.2%
24,575
-100
-0.4% -$5.75K
MRK icon
29
Merck
MRK
$315B
$1.53M 1.19%
28,479
-39,101
-58% -$2.17M
JPM icon
30
JPMorgan Chase
JPM
$907B
$1.52M 1.19%
14,239
+833
+6% +$84.3K
MSFT icon
31
Microsoft
MSFT
$2.93T
$1.5M 1.17%
17,594
+868
+5% +$71.2K
DIS icon
32
Walt Disney
DIS
$170B
$1.42M 1.11%
13,230
+150
+1% +$15.5K
KLAC icon
33
KLA
KLAC
$278B
$1.42M 1.1%
135,000
+2,000
+2% +$21.1K
BIIB icon
34
Biogen
BIIB
$30.4B
$1.41M 1.1%
4,420
+50
+1% +$16K
ZBH icon
35
Zimmer Biomet
ZBH
$17.6B
$1.41M 1.09%
12,000
+52
+0.4% +$5.88K
CERN
36
DELISTED
Cerner Corp
CERN
$1.35M 1.05%
20,050
– –
LOW icon
37
Lowe's Companies
LOW
$117B
$1.34M 1.05%
14,450
– –
IWF icon
38
iShares Russell 1000 Growth ETF
IWF
$123B
$1.32M 1.03%
39,180
– –
VIG icon
39
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.26M 0.98%
12,328
+6
+0% +$591
INCY icon
40
Incyte
INCY
$23.4B
$1.19M 0.92%
12,532
-2,900
-19% -$303K
GE icon
41
GE Aerospace
GE
$364B
$1.14M 0.89%
13,649
-1,753
-11% -$167K
PRU icon
42
Prudential Financial
PRU
$41.4B
$1.03M 0.81%
9,000
– –
ABBV icon
43
AbbVie
ABBV
$450B
$1.01M 0.78%
10,413
-2,666
-20% -$251K
WHR icon
44
Whirlpool
WHR
$2.48B
$1M 0.78%
5,950
– –
IBM icon
45
IBM
IBM
$200B
$945K 0.74%
6,442
+175
+3% +$25.4K
ABT icon
46
Abbott
ABT
$175B
$745K 0.58%
13,047
-3,000
-19% -$166K
IWD icon
47
iShares Russell 1000 Value ETF
IWD
$81.9B
$712K 0.55%
5,730
– –
MO icon
48
Altria Group
MO
$124B
$639K 0.5%
8,950
– –
BLK icon
49
Blackrock
BLK
$166B
$527K 0.41%
1,026
+96
+10% +$46.7K
T icon
50
AT&T
T
$152B
$461K 0.36%
15,715
+1,065
+7% +$29.1K
1
2
3 4

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Lau Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Lau Associates held 81 positions worth $129M, down 0.2% from $129M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Lau Associates withdrew a net $7.57M in Q4 2017, closing 4 positions and reducing 25 holdings. Its most notable exit was Gilead Sciences, an estimated $2.75M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Lau Associates opened a new position in Cummins worth $1.54M.

  • Lau Associates's largest Q4 2017 buy was Cummins: 8,700 shares worth $1.54M.
  • Lau Associates added most to Alaska Air in Q4 2017, an estimated $757K increase.
  • Lau Associates's biggest Q4 2017 reduction was Merck, cutting an estimated $2.17M.
  • Lau Associates fully exited Gilead Sciences in Q4 2017, selling an estimated $2.75M.
  • Lau Associates's ten largest holdings make up 48% of its $129M portfolio in Q4 2017.
  • Lau Associates opened 6 new positions and closed 4 in Q4 2017.
  • Lau Associates's portfolio value fell 0.2% quarter-over-quarter to $129M.

Based on Lau Associates's 13F filing for Q4 2017, filed 23 Jan 2018.