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Lau Associates Portfolio holdings

AUM $201M
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
-7.05%
1 Year Est. Return
+26.29%
3 Year Est. Return
+44.49%
5 Year Est. Return
+59.98%
10 Year Est. Return
–
AUM
$85M
AUM Growth
-$17M
Cap. Flow
-$9.27M
Cap. Flow %
-10.9%
Top 10 Hldgs %
46.86%
Holding
71
New
3
Increased
24
Reduced
16
Closed
5

Top Buys

Rank Stock Value
1
MRK icon
Merck
MRK
+$1.71M
2
BIIB icon
Biogen
BIIB
+$621K
3
BLK icon
Blackrock
BLK
+$274K
4
VAR
Varian Medical Systems, Inc.
VAR
+$266K
5
LNC icon
Lincoln National
LNC
+$193K

Top Sells

Rank Stock Value
1
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$8.43M
2
PHYS icon
Sprott Physical Gold
PHYS
+$2.31M
3
PCP
PRECISION CASTPARTS CORP
PCP
+$1.55M
4
DD
Du Pont De Nemours E I
DD
+$304K
5
HON icon
Honeywell
HON
+$204K

Sector Composition

Rank Sector Weight
1 Healthcare 21.04%
2 Technology 20.37%
3 Energy 13.96%
4 Consumer Staples 12.26%
5 Industrials 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
26
Biogen
BIIB
$29.8B
$1.09M 1.28%
3,720
+1,880
+102% +$621K
BX icon
27
Blackstone
BX
$106B
$1.06M 1.24%
34,035
– –
SGOL icon
28
abrdn Physical Gold Shares ETF
SGOL
$6.9B
$1.05M 1.23%
96,300
-766,720
-89% -$8.43M
QCOM icon
29
Qualcomm
QCOM
$176B
$1.03M 1.22%
19,257
+2,550
+15% +$152K
IWF icon
30
iShares Russell 1000 Growth ETF
IWF
$119B
$1.01M 1.18%
43,272
– –
EMC
31
DELISTED
EMC CORPORATION
EMC
$841K 0.99%
34,800
+2,400
+7% +$60.7K
LNC icon
32
Lincoln National
LNC
$8.1B
$812K 0.95%
17,100
+3,600
+27% +$193K
NKE icon
33
Nike
NKE
$64.1B
$713K 0.84%
11,600
+1,000
+9% +$56.6K
RTX icon
34
RTX Corp
RTX
$293B
$712K 0.84%
12,718
+2,542
+25% +$156K
NUE icon
35
Nucor
NUE
$60.4B
$710K 0.83%
18,900
+3,200
+20% +$137K
SNDK
36
DELISTED
SANDISK CORP
SNDK
$695K 0.82%
12,800
+900
+8% +$49.7K
INCY icon
37
Incyte
INCY
$24.8B
$628K 0.74%
5,689
-1,000
-15% -$112K
IWD icon
38
iShares Russell 1000 Value ETF
IWD
$82.3B
$628K 0.74%
6,730
– –
MO icon
39
Altria Group
MO
$125B
$552K 0.65%
10,150
– –
BMY icon
40
Bristol-Myers Squibb
BMY
$130B
$538K 0.63%
9,080
– –
JPM icon
41
JPMorgan Chase
JPM
$945B
$512K 0.6%
8,400
– –
PRU icon
42
Prudential Financial
PRU
$43.2B
$492K 0.58%
6,450
– –
SYK icon
43
Stryker
SYK
$133B
$428K 0.5%
4,550
– –
PM icon
44
Philip Morris
PM
$317B
$426K 0.5%
5,366
+55
+1% +$4.53K
EAT icon
45
Brinker International
EAT
$8.46B
$421K 0.5%
8,000
– –
MSFT icon
46
Microsoft
MSFT
$2.95T
$420K 0.49%
9,496
+1,323
+16% +$59.4K
BBBY
47
DELISTED
Bed Bath & Beyond Inc
BBBY
$419K 0.49%
7,350
+1,150
+19% +$73.3K
PHYS icon
48
Sprott Physical Gold
PHYS
$14.6B
$394K 0.46%
42,965
-249,790
-85% -$2.31M
NVS icon
49
Novartis
NVS
$303B
$365K 0.43%
4,436
– –
SO icon
50
Southern Company
SO
$110B
$358K 0.42%
8,000
– –
1
2
3

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AEPI
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TWM
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Lau Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Lau Associates held 71 positions worth $85M, down 17% from $102M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Lau Associates withdrew a net $9.27M in Q3 2015, closing 5 positions and reducing 16 holdings. Its most notable exit was PRECISION CASTPARTS CORP, an estimated $1.55M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, up from 17% a quarter earlier, followed by Technology and Energy.

Against the trend, Lau Associates opened a new position in Blackrock worth $253K.

  • Lau Associates's largest Q3 2015 buy was Blackrock: 850 shares worth $253K.
  • Lau Associates added most to Merck in Q3 2015, an estimated $1.71M increase.
  • Lau Associates's biggest Q3 2015 reduction was abrdn Physical Gold Shares ETF, cutting an estimated $8.43M.
  • Lau Associates fully exited PRECISION CASTPARTS CORP in Q3 2015, selling an estimated $1.55M.
  • Lau Associates's ten largest holdings make up 47% of its $85M portfolio in Q3 2015.
  • Lau Associates opened 3 new positions and closed 5 in Q3 2015.
  • Lau Associates's portfolio value fell 17% quarter-over-quarter to $85M.

Based on Lau Associates's 13F filing for Q3 2015, filed 5 Oct 2015.