KFC
SNLN

Klingenstein Fields & Co’s Highland/iBoxx Senior Loan ETF SNLN Stock Holding History

Klingenstein Fields & Co’s Portfolio SNLN Stock Details SNLN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q4 		– Sell
-14,700
Closed -$272K – 235
2015
Q3 		$272K Sell
14,700
-175
-1% -$3.3K 0.01% 189
2015
Q2 		$286K Hold
14,875
– – 0.01% 203
2015
Q1 		$288K Sell
14,875
-950
-6% -$18.3K 0.01% 203
2014
Q4 		$304K Sell
15,825
-5,150
-25% -$100K 0.01% 199
2014
Q3 		$409K Sell
20,975
-900
-4% -$17.8K 0.02% 180
2014
Q2 		$436K Sell
21,875
-3,525
-14% -$70.1K 0.02% 180
2014
Q1 		$506K Buy
25,400
+2,650
+12% +$52.9K 0.02% 165
2013
Q4 		$453K Buy
22,750
+7,750
+52% +$155K 0.02% 215
2013
Q3 		$299K Buy
+15,000
New +$301K 0.01% 252

Other funds holding SNLN

CSIA
Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
HIM
Hillsdale Investment Management Toronto, Ontario, Canada $4.39B AUM 72.96% 1-Year Est. Return
TD Asset Management
TD Asset Management Toronto, Ontario, Canada $115B AUM 41.58% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Klingenstein Fields & Co's SNLN Position: Q4 2015 in Review

Klingenstein Fields & Co sold out of Highland/iBoxx Senior Loan ETF (SNLN) in Q4 2015, closing a stake of 14,700 shares — an estimated $272K sold.

Klingenstein Fields & Co first reported a position in SNLN in Q3 2013 and held it in 9 quarters. The position peaked at $506K in Q1 2014. 26 funds tracked by Wall St. Rank hold SNLN as of Q4 2015.

  • Klingenstein Fields & Co reported no remaining Highland/iBoxx Senior Loan ETF position as of Q4 2015 after selling out during the quarter.
  • Klingenstein Fields & Co sold 14,700 Highland/iBoxx Senior Loan ETF shares in Q4 2015, an estimated $272K.
  • Klingenstein Fields & Co first reported a position in Highland/iBoxx Senior Loan ETF in Q3 2013 and held it in 9 quarters.
  • Klingenstein Fields & Co's Highland/iBoxx Senior Loan ETF position peaked at $506K in Q1 2014.
  • 26 funds tracked by Wall St. Rank held Highland/iBoxx Senior Loan ETF as of Q4 2015.

Based on Klingenstein Fields & Co's 13F filing for Q4 2015, filed 1 Feb 2016.