Ken Griffin
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Ken Griffin’s Neuberger Small-Mid Cap ETF NBSM Stock Holding History

Ken Griffin’s Portfolio NBSM Stock Details NBSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-15,361
Closed -$388K – 14456
2025
Q4 		$388K Buy
15,361
+2,055
+15% +$52.1K ﹤0.01% 9605
2025
Q3 		$337K Buy
+13,306
New +$341K ﹤0.01% 10097

Other funds holding NBSM

Neuberger Berman Group
Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
SHF
Stage Harbor Financial Westwood, Massachusetts $173M AUM 19.42% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
ETC
Exchange Traded Concepts Oklahoma City, Oklahoma $21.9B AUM 68.6% 1-Year Est. Return
BWS
Broadway Wealth Solutions San Antonio, Texas $214M AUM 16.06% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return
M
MOTCO San Antonio, Texas $1.17B AUM 23.84% 1-Year Est. Return

Ken Griffin's NBSM Position: Q1 2026 in Review

Ken Griffin sold out of Neuberger Small-Mid Cap ETF (NBSM) in Q1 2026, closing a stake of 15,361 shares — an estimated $388K sold.

Ken Griffin first reported a position in NBSM in Q3 2025 and held it in 2 quarters. The position peaked at $388K in Q4 2025. 19 funds tracked by Wall St. Rank hold NBSM as of Q1 2026.

  • Ken Griffin reported no remaining Neuberger Small-Mid Cap ETF position as of Q1 2026 after selling out during the quarter.
  • Ken Griffin sold 15,361 Neuberger Small-Mid Cap ETF shares in Q1 2026, an estimated $388K.
  • Ken Griffin first reported a position in Neuberger Small-Mid Cap ETF in Q3 2025 and held it in 2 quarters.
  • Ken Griffin's Neuberger Small-Mid Cap ETF position peaked at $388K in Q4 2025.
  • 19 funds tracked by Wall St. Rank held Neuberger Small-Mid Cap ETF as of Q1 2026.

Based on Citadel Advisors's 13F filing for Q1 2026, filed 15 May 2026.