Ken Griffin
CGMM

Ken Griffin’s Capital Group U.S. Small and Mid Cap ETF CGMM Stock Holding History

Ken Griffin’s Portfolio CGMM Stock Details CGMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$304K Buy
+10,345
New +$314K ﹤0.01% 10445
2025
Q4 		– Sell
-8,046
Closed -$228K – 14528
2025
Q3 		$228K Sell
8,046
-923
-10% -$25.7K ﹤0.01% 10963
2025
Q2 		$241K Buy
+8,969
New +$221K ﹤0.01% 10291

Other funds holding CGMM

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return
MFG
Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

Ken Griffin's CGMM Position: Q1 2026 in Review

Ken Griffin opened a new position in Capital Group U.S. Small and Mid Cap ETF (CGMM) in Q1 2026: 10,345 shares worth $304K. The stake represents ﹤0.01% of the portfolio and ranks #10445 among its holdings. This is a return to the name: Ken Griffin previously reported a position in CGMM as recently as Q3 2025.

Ken Griffin first reported a position in CGMM in Q2 2025 and has held it in 3 quarters since. 199 funds tracked by Wall St. Rank hold CGMM as of Q1 2026.

  • Ken Griffin held 10,345 shares of Capital Group U.S. Small and Mid Cap ETF worth $304K as of Q1 2026.
  • Capital Group U.S. Small and Mid Cap ETF was a new Ken Griffin position in Q1 2026.
  • Capital Group U.S. Small and Mid Cap ETF made up ﹤0.01% of Ken Griffin's portfolio in Q1 2026, its #10445 holding.
  • Ken Griffin first reported a position in Capital Group U.S. Small and Mid Cap ETF in Q2 2025 and has held it in 3 quarters since.
  • 199 funds tracked by Wall St. Rank held Capital Group U.S. Small and Mid Cap ETF as of Q1 2026.

Based on Citadel Advisors's 13F filing for Q1 2026, filed 15 May 2026.