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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.38%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$540M
AUM Growth
+$16M
Cap. Flow
-$480K
Cap. Flow %
-0.09%
Top 10 Hldgs %
32.13%
Holding
156
New
7
Increased
37
Reduced
92
Closed
9

Top Buys

Rank Stock Value
1
DO
Diamond Offshore Drilling
DO
+$2.64M
2
CSCO icon
Cisco
CSCO
+$2.27M
3
GE icon
GE Aerospace
GE
+$2.18M
4
LXFR icon
Luxfer Holdings
LXFR
+$2.16M
5
ADT
ADT Corp
ADT
+$1.59M

Top Sells

Rank Stock Value
1
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$3.34M
2
IDA icon
Idacorp
IDA
+$2.37M
3
GLW icon
Corning
GLW
+$1.85M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.79M
5
TXN icon
Texas Instruments
TXN
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 25.26%
2 Industrials 18.07%
3 Technology 17.7%
4 Energy 9.25%
5 Utilities 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WX
126
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$329K 0.06%
8,922
-7,428
-45% -$273K
ITT icon
127
ITT
ITT
$17.5B
$283K 0.05%
6,615
-400
-6% -$17K
CHK
128
DELISTED
Chesapeake Energy Corporation
CHK
$273K 0.05%
56
-3
-5% -$14.6K
COP icon
129
ConocoPhillips
COP
$147B
$265K 0.05%
3,767
– –
OTTR icon
130
Otter Tail
OTTR
$3.71B
$259K 0.05%
+8,400
New +$248K
VZ icon
131
Verizon
VZ
$195B
$252K 0.05%
5,294
-137
-3% -$6.48K
DGX icon
132
Quest Diagnostics
DGX
$25.7B
$243K 0.05%
+4,200
New +$225K
CIEN icon
133
Ciena
CIEN
$53.4B
$240K 0.04%
10,550
-500
-5% -$11.8K
TYG
134
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$234K 0.04%
1,277
-100
-7% -$18K
VRSN icon
135
VeriSign
VRSN
$26.2B
$232K 0.04%
4,300
-50
-1% -$2.83K
CBU icon
136
Community Bank
CBU
$3.41B
$229K 0.04%
5,864
+18
+0.3% +$667
WFC icon
137
Wells Fargo
WFC
$261B
$214K 0.04%
4,306
-300
-7% -$14K
VIAV icon
138
Viavi Solutions
VIAV
$9.12B
$175K 0.03%
+21,975
New +$166K
NETC
139
DELISTED
NET SERVICOS DE COMUNICACAO S A NEW
NETC
$126K 0.02%
15,200
-1,300
-8% -$11.2K
OCLR
140
DELISTED
Oclaro Inc.
OCLR
$115K 0.02%
36,975
-4,000
-10% -$11.2K
PBW icon
141
Invesco WilderHill Clean Energy ETF
PBW
$407M
$71K 0.01%
2,000
– –
SVU
142
DELISTED
SUPERVALU Inc.
SVU
$68K 0.01%
1,429
– –
ACI
143
DELISTED
ARCH COAL, INC.
ACI
$55K 0.01%
1,150
-860
-43% -$36.9K
EQU
144
DELISTED
EQUAL ENERGY LTD COM
EQU
$50K 0.01%
11,000
– –
AMD icon
145
Advanced Micro Devices
AMD
$776B
$40K 0.01%
10,000
– –
IPAS
146
DELISTED
Ipass Inc Common Stock
IPAS
$28K 0.01%
1,680
– –
AVL
147
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$12K ﹤0.01%
18,750
– –
ADM icon
148
Archer Daniels Midland
ADM
$38.2B
– –
-20,200
Closed -$877K
ASTE icon
149
Astec Industries
ASTE
$1.16B
– –
-37,250
Closed -$1.44M
ECF
150
Ellsworth Growth & Income Fund
ECF
$166M
– –
-13,500
Closed -$111K
3 4 5
6
7

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q1 2014 Portfolio in Review

As of Q1 2014, John G. Ullman & Associates held 156 positions worth $540M, up 3.1% from $524M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates's Q1 2014 filing shows 7 new, 37 increased, 92 reduced and 9 closed positions. Its largest new stake was Diamond Offshore Drilling: 53,600 shares worth $2.61M. The largest sale was ZOLTEK COMPANIES INC, an estimated $3.34M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q1 2014 buy was Diamond Offshore Drilling: 53,600 shares worth $2.61M.
  • John G. Ullman & Associates added most to Cisco in Q1 2014, an estimated $2.27M increase.
  • John G. Ullman & Associates's biggest Q1 2014 reduction was Idacorp, cutting an estimated $2.37M.
  • John G. Ullman & Associates fully exited ZOLTEK COMPANIES INC in Q1 2014, selling an estimated $3.34M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $540M portfolio in Q1 2014.
  • John G. Ullman & Associates opened 7 new positions and closed 9 in Q1 2014.
  • John G. Ullman & Associates's portfolio value rose 3.1% quarter-over-quarter to $540M.

Based on John G. Ullman & Associates's 13F filing for Q1 2014, filed 7 May 2014.