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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+6.29%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$550M
AUM Growth
+$21.3M
Cap. Flow
-$7.01M
Cap. Flow %
-1.27%
Top 10 Hldgs %
36.64%
Holding
133
New
19
Increased
31
Reduced
55
Closed
4

Top Buys

Rank Stock Value
1
XRAY icon
Dentsply Sirona
XRAY
+$5.89M
2
GVA icon
Granite Construction
GVA
+$3.63M
3
EPU icon
iShares MSCI Peru and Global Exposure ETF
EPU
+$3.28M
4
OC icon
Owens Corning
OC
+$3.17M
5
SWK icon
Stanley Black & Decker
SWK
+$2.74M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$10.1M
2
PG icon
Procter & Gamble
PG
+$6.58M
3
ADM icon
Archer Daniels Midland
ADM
+$5.96M
4
ABT icon
Abbott
ABT
+$3.08M
5
AZTA icon
Azenta
AZTA
+$2.52M

Sector Composition

Rank Sector Weight
1 Healthcare 24.11%
2 Industrials 21.96%
3 Technology 18.62%
4 Energy 10.77%
5 Utilities 9.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
101
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$382K 0.07%
8,900
+2,500
+39% +$108K
CI icon
102
Cigna
CI
$73.7B
$375K 0.07%
1,800
-600
-25% -$111K
REGN icon
103
Regeneron Pharmaceuticals
REGN
$78.5B
$364K 0.07%
900
– –
OCLR
104
DELISTED
Oclaro Inc.
OCLR
$363K 0.07%
40,600
+3,400
+9% +$30.8K
SHW icon
105
Sherwin-Williams
SHW
$82.7B
$333K 0.06%
2,193
– –
COHR icon
106
Coherent
COHR
$51.4B
$331K 0.06%
7,000
– –
GM icon
107
General Motors
GM
$80.4B
$328K 0.06%
9,750
– –
ITW icon
108
Illinois Tool Works
ITW
$82.6B
$325K 0.06%
+2,301
New +$324K
QQQ icon
109
Invesco QQQ Trust
QQQ
$453B
$302K 0.05%
1,624
– –
PAYX icon
110
Paychex
PAYX
$41.6B
$288K 0.05%
3,912
– –
ST icon
111
Sensata Technologies
ST
$6.74B
$282K 0.05%
5,700
+500
+10% +$26.2K
MCD icon
112
McDonald's
MCD
$192B
$263K 0.05%
1,570
– –
PGEN icon
113
Precigen
PGEN
$2.24B
$258K 0.05%
+15,000
New +$223K
HOLX
114
DELISTED
Hologic
HOLX
$254K 0.05%
+6,200
New +$251K
CHL
115
DELISTED
China Mobile Limited
CHL
$254K 0.05%
+5,200
New +$240K
GILD icon
116
Gilead Sciences
GILD
$162B
$247K 0.04%
+3,200
New +$242K
VZ icon
117
Verizon
VZ
$195B
$247K 0.04%
4,628
-183
-4% -$9.69K
PLOW icon
118
Douglas Dynamics
PLOW
$1.02B
$246K 0.04%
5,600
– –
ANDV
119
DELISTED
Andeavor
ANDV
$232K 0.04%
+1,514
New +$224K
ON icon
120
ON Semiconductor
ON
$31.8B
$223K 0.04%
12,100
+1,200
+11% +$25.6K
AQUA
121
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$222K 0.04%
+12,500
New +$245K
DD icon
122
DuPont de Nemours
DD
$18.5B
$211K 0.04%
+1,294
New +$223K
HD icon
123
Home Depot
HD
$331B
$203K 0.04%
+978
New +$197K
TEO icon
124
Telecom Argentina
TEO
$6.03B
$200K 0.04%
+11,500
New +$211K
FAN icon
125
First Trust Global Wind Energy ETF
FAN
$278M
$199K 0.04%
16,000
– –
2 3 4
5
6

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FSCM
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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q3 2018 Portfolio in Review

As of Q3 2018, John G. Ullman & Associates held 133 positions worth $550M, up 4% from $529M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

John G. Ullman & Associates's Q3 2018 filing shows 19 new, 31 increased, 55 reduced and 4 closed positions. Its largest new stake was Dentsply Sirona: 141,500 shares worth $5.34M. The largest sale was Johnson & Johnson, an estimated $10.1M.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, up from 24% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q3 2018 buy was Dentsply Sirona: 141,500 shares worth $5.34M.
  • John G. Ullman & Associates added most to Granite Construction in Q3 2018, an estimated $3.63M increase.
  • John G. Ullman & Associates's biggest Q3 2018 reduction was Johnson & Johnson, cutting an estimated $10.1M.
  • John G. Ullman & Associates fully exited Procter & Gamble in Q3 2018, selling an estimated $6.58M.
  • John G. Ullman & Associates's ten largest holdings make up 37% of its $550M portfolio in Q3 2018.
  • John G. Ullman & Associates opened 19 new positions and closed 4 in Q3 2018.
  • John G. Ullman & Associates's portfolio value rose 4% quarter-over-quarter to $550M.

Based on John G. Ullman & Associates's 13F filing for Q3 2018, filed 2 Nov 2018.