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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$484M
AUM Growth
+$6.33M
Cap. Flow
-$15.1M
Cap. Flow %
-3.11%
Top 10 Hldgs %
33.62%
Holding
129
New
9
Increased
21
Reduced
67
Closed
12

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$3.88M
2
FLS icon
Flowserve
FLS
+$3.34M
3
ABT icon
Abbott
ABT
+$2.52M
4
GXP
Great Plains Energy Incorporated
GXP
+$2.47M
5
WTS icon
Watts Water Technologies
WTS
+$2.26M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$5.9M
2
AMAT icon
Applied Materials
AMAT
+$5.05M
3
MENT
Mentor Graphics Corp
MENT
+$4.5M
4
GLW icon
Corning
GLW
+$4.34M
5
CHMG icon
Chemung Financial Corp
CHMG
+$3.09M

Sector Composition

Rank Sector Weight
1 Healthcare 26.5%
2 Industrials 19.24%
3 Technology 16.19%
4 Energy 9.31%
5 Utilities 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
51
Halliburton
HAL
$26.1B
$3.32M 0.69%
67,384
-1,800
-3% -$96.8K
XRAY icon
52
Dentsply Sirona
XRAY
$2.7B
$2.96M 0.61%
47,423
-300
-0.6% -$18.1K
SYT
53
DELISTED
Syngenta Ag
SYT
$2.93M 0.61%
33,150
-100
-0.3% -$8.56K
SWZ
54
Swiss Helvetia Fund
SWZ
$76.7M
$2.92M 0.6%
251,693
+47,700
+23% +$522K
MON
55
DELISTED
Monsanto Co
MON
$2.87M 0.59%
25,377
-17,463
-41% -$1.93M
PEG icon
56
Public Service Enterprise Group
PEG
$39.3B
$2.77M 0.57%
62,360
-1,800
-3% -$79.5K
EWC icon
57
iShares MSCI Canada ETF
EWC
$6.18B
$2.72M 0.56%
101,175
-3,100
-3% -$83.7K
AMGN icon
58
Amgen
AMGN
$212B
$2.7M 0.56%
16,471
-3,250
-16% -$540K
AAPL icon
59
Apple
AAPL
$4.99T
$2.67M 0.55%
74,296
-1,912
-3% -$63K
ATHM icon
60
Autohome
ATHM
$2.65B
$2.63M 0.54%
82,800
-400
-0.5% -$12.8K
NEOG icon
61
Neogen
NEOG
$2B
$2.58M 0.53%
105,136
-467
-0.4% -$11.4K
EWA icon
62
iShares MSCI Australia ETF
EWA
$1.39B
$2.57M 0.53%
113,500
-1,700
-1% -$37.1K
TEO icon
63
Telecom Argentina
TEO
$5.86B
$2.42M 0.5%
108,900
+16,300
+18% +$347K
ORBK
64
DELISTED
Orbotech Ltd
ORBK
$2.33M 0.48%
72,142
-1,100
-2% -$35.5K
CHMG icon
65
Chemung Financial Corp
CHMG
$395M
$2.2M 0.45%
55,618
-85,945
-61% -$3.09M
XRX icon
66
Xerox
XRX
$360M
$2.18M 0.45%
74,221
-39,755
-35% -$1.15M
XYL icon
67
Xylem
XYL
$29.2B
$2M 0.41%
39,850
-800
-2% -$39K
CNDT icon
68
Conduent
CNDT
$251M
$1.56M 0.32%
+92,776
New +$1.41M
ZBH icon
69
Zimmer Biomet
ZBH
$18.5B
$1.48M 0.31%
12,473
-52
-0.4% -$5.89K
SYK icon
70
Stryker
SYK
$133B
$1.45M 0.3%
11,025
-525
-5% -$66.3K
GOOG icon
71
Alphabet (Google) Class C
GOOG
$4.07T
$1.44M 0.3%
34,820
– –
SBNY
72
DELISTED
Signature Bank
SBNY
$1.4M 0.29%
9,452
-2,548
-21% -$395K
HDNG
73
DELISTED
Hardinge Inc
HDNG
$1.38M 0.29%
122,810
-600
-0.5% -$6.51K
GOOGL icon
74
Alphabet (Google) Class A
GOOGL
$4.08T
$1.38M 0.28%
32,440
– –
KO icon
75
Coca-Cola
KO
$380B
$1.32M 0.27%
31,174
-450
-1% -$18.8K
1 2
3
4 5

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FSCM
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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, John G. Ullman & Associates held 129 positions worth $484M, up 1.3% from $477M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $15.1M in Q1 2017, closing 12 positions and reducing 67 holdings. Its most notable exit was St Jude Medical, an estimated $5.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in Conduent worth $1.56M.

  • John G. Ullman & Associates's largest Q1 2017 buy was Conduent: 92,776 shares worth $1.56M.
  • John G. Ullman & Associates added most to ExxonMobil in Q1 2017, an estimated $3.88M increase.
  • John G. Ullman & Associates's biggest Q1 2017 reduction was Corning, cutting an estimated $4.34M.
  • John G. Ullman & Associates fully exited St Jude Medical in Q1 2017, selling an estimated $5.9M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $484M portfolio in Q1 2017.
  • John G. Ullman & Associates opened 9 new positions and closed 12 in Q1 2017.
  • John G. Ullman & Associates's portfolio value rose 1.3% quarter-over-quarter to $484M.

Based on John G. Ullman & Associates's 13F filing for Q1 2017, filed 25 Apr 2017.