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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.38%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$540M
AUM Growth
+$16M
Cap. Flow
-$480K
Cap. Flow %
-0.09%
Top 10 Hldgs %
32.13%
Holding
156
New
7
Increased
37
Reduced
92
Closed
9

Top Buys

Rank Stock Value
1
DO
Diamond Offshore Drilling
DO
+$2.64M
2
CSCO icon
Cisco
CSCO
+$2.27M
3
GE icon
GE Aerospace
GE
+$2.18M
4
LXFR icon
Luxfer Holdings
LXFR
+$2.16M
5
ADT
ADT Corp
ADT
+$1.59M

Top Sells

Rank Stock Value
1
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$3.34M
2
IDA icon
Idacorp
IDA
+$2.37M
3
GLW icon
Corning
GLW
+$1.85M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.79M
5
TXN icon
Texas Instruments
TXN
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 25.26%
2 Industrials 18.07%
3 Technology 17.7%
4 Energy 9.25%
5 Utilities 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YAO
51
DELISTED
Invesco China All-Cap ETF
YAO
$3.04M 0.56%
121,269
-10,250
-8% -$259K
AAPL icon
52
Apple
AAPL
$4.54T
$3.02M 0.56%
157,780
-1,204
-0.8% -$22.9K
CHL
53
DELISTED
China Mobile Limited
CHL
$2.73M 0.51%
59,900
-3,650
-6% -$173K
OGE icon
54
OGE Energy
OGE
$9.78B
$2.63M 0.49%
71,500
+28,900
+68% +$1.01M
DO
55
DELISTED
Diamond Offshore Drilling
DO
$2.61M 0.48%
+53,600
New +$2.64M
EMC
56
DELISTED
EMC CORPORATION
EMC
$2.56M 0.47%
93,520
+30,000
+47% +$780K
TYC
57
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$2.54M 0.47%
57,120
+5,444
+11% +$238K
TT icon
58
Trane Technologies
TT
$101B
$2.47M 0.46%
43,150
+6,640
+18% +$396K
SR icon
59
Spire
SR
$4.72B
$2.44M 0.45%
51,800
-1,400
-3% -$63.6K
MON
60
DELISTED
Monsanto Co
MON
$2.43M 0.45%
21,385
-1,400
-6% -$156K
ADT
61
DELISTED
ADT Corp
ADT
$2.43M 0.45%
81,162
+48,225
+146% +$1.59M
XYL icon
62
Xylem
XYL
$27.3B
$2.43M 0.45%
66,650
-900
-1% -$32.8K
JPM icon
63
JPMorgan Chase
JPM
$935B
$2.34M 0.43%
38,526
-4,006
-9% -$232K
GOOG icon
64
Alphabet (Google) Class C
GOOG
$4.36T
$2.3M 0.43%
82,789
-61,590
-43% -$1.79M
EWZ icon
65
iShares MSCI Brazil ETF
EWZ
$9.28B
$2.25M 0.42%
49,935
-7,990
-14% -$328K
EWA icon
66
iShares MSCI Australia ETF
EWA
$1.39B
$2.22M 0.41%
85,900
+9,900
+13% +$242K
LFCR icon
67
Lifecore Biomedical
LFCR
$166M
$2.18M 0.4%
195,150
+50,250
+35% +$551K
MENT
68
DELISTED
Mentor Graphics Corp
MENT
$2.16M 0.4%
98,200
+15,000
+18% +$326K
WTS icon
69
Watts Water Technologies
WTS
$11.5B
$2.14M 0.4%
36,464
-1,125
-3% -$65.5K
NEOG icon
70
Neogen
NEOG
$2.62B
$2.13M 0.39%
126,195
+2,232
+2% +$36.5K
LXFR icon
71
Luxfer Holdings
LXFR
$456M
$2.07M 0.38%
+105,600
New +$2.16M
EPU icon
72
iShares MSCI Peru and Global Exposure ETF
EPU
$537M
$2.05M 0.38%
63,560
-4,740
-7% -$155K
AGX icon
73
Argan
AGX
$8B
$1.99M 0.37%
66,917
-4,700
-7% -$135K
AEGN
74
DELISTED
Aegion Corp
AEGN
$1.99M 0.37%
78,450
-7,000
-8% -$155K
CCC
75
DELISTED
Calgon Carbon Corp
CCC
$1.98M 0.37%
90,800
+950
+1% +$19.4K
1 2
3
4 5

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John G. Ullman & Associates's Q1 2014 Portfolio in Review

As of Q1 2014, John G. Ullman & Associates held 156 positions worth $540M, up 3.1% from $524M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates's Q1 2014 filing shows 7 new, 37 increased, 92 reduced and 9 closed positions. Its largest new stake was Diamond Offshore Drilling: 53,600 shares worth $2.61M. The largest sale was ZOLTEK COMPANIES INC, an estimated $3.34M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q1 2014 buy was Diamond Offshore Drilling: 53,600 shares worth $2.61M.
  • John G. Ullman & Associates added most to Cisco in Q1 2014, an estimated $2.27M increase.
  • John G. Ullman & Associates's biggest Q1 2014 reduction was Idacorp, cutting an estimated $2.37M.
  • John G. Ullman & Associates fully exited ZOLTEK COMPANIES INC in Q1 2014, selling an estimated $3.34M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $540M portfolio in Q1 2014.
  • John G. Ullman & Associates opened 7 new positions and closed 9 in Q1 2014.
  • John G. Ullman & Associates's portfolio value rose 3.1% quarter-over-quarter to $540M.

Based on John G. Ullman & Associates's 13F filing for Q1 2014, filed 7 May 2014.