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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.42%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$491M
AUM Growth
+$12.1M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
31.66%
Holding
155
New
5
Increased
32
Reduced
106
Closed
4

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$4M
2
AEGN
Aegion Corp
AEGN
+$1.81M
3
ITRI icon
Itron
ITRI
+$1.31M
4
KO icon
Coca-Cola
KO
+$1.16M
5
LLY icon
Eli Lilly
LLY
+$906K

Top Sells

Rank Stock Value
1
BCV
Bancroft Fund
BCV
+$3.27M
2
ADM icon
Archer Daniels Midland
ADM
+$2.73M
3
OGE icon
OGE Energy
OGE
+$2.63M
4
AMGN icon
Amgen
AMGN
+$1.93M
5
STE icon
Steris
STE
+$1.71M

Sector Composition

Rank Sector Weight
1 Healthcare 24.89%
2 Industrials 16.28%
3 Technology 15.43%
4 Energy 9%
5 Utilities 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHL
51
DELISTED
China Mobile Limited
CHL
$2.77M 0.56%
49,085
+12,835
+35% +$694K
AAPL icon
52
Apple
AAPL
$4.9T
$2.75M 0.56%
161,672
+1,932
+1% +$32K
DLB icon
53
Dolby
DLB
$4.9B
$2.68M 0.55%
77,700
-1,300
-2% -$43.2K
FCX icon
54
Freeport-McMoran
FCX
$91.2B
$2.6M 0.53%
78,525
+11,625
+17% +$355K
ADM icon
55
Archer Daniels Midland
ADM
$38.9B
$2.54M 0.52%
68,900
-74,850
-52% -$2.73M
AMAT icon
56
Applied Materials
AMAT
$398B
$2.51M 0.51%
143,164
-5,903
-4% -$94.3K
SR icon
57
Spire
SR
$4.76B
$2.46M 0.5%
54,700
-400
-0.7% -$18.1K
TT icon
58
Trane Technologies
TT
$97.3B
$2.23M 0.45%
43,019
-2,879
-6% -$141K
JPM icon
59
JPMorgan Chase
JPM
$933B
$2.21M 0.45%
42,766
-1,800
-4% -$96.6K
MENT
60
DELISTED
Mentor Graphics Corp
MENT
$2.15M 0.44%
92,100
-3,900
-4% -$83.6K
GE icon
61
GE Aerospace
GE
$368B
$2.15M 0.44%
18,766
+4,643
+33% +$532K
WTS icon
62
Watts Water Technologies
WTS
$11.5B
$2.15M 0.44%
38,089
-925
-2% -$49.2K
BRXX
63
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
$2.14M 0.44%
117,745
-17,850
-13% -$309K
ECF
64
Ellsworth Growth & Income Fund
ECF
$167M
$2.07M 0.42%
262,838
-27,150
-9% -$211K
PBR icon
65
Petrobras
PBR
$123B
$1.99M 0.4%
128,150
+23,250
+22% +$331K
EWC icon
66
iShares MSCI Canada ETF
EWC
$6.17B
$1.95M 0.4%
68,960
-1,800
-3% -$49.9K
XYL icon
67
Xylem
XYL
$27.3B
$1.94M 0.4%
69,450
+28,300
+69% +$754K
NEOG icon
68
Neogen
NEOG
$2.51B
$1.94M 0.39%
127,676
-11,480
-8% -$164K
AEGN
69
DELISTED
Aegion Corp
AEGN
$1.85M 0.38%
+77,950
New +$1.81M
CGW icon
70
Invesco S&P Global Water Index ETF
CGW
$1.05B
$1.84M 0.37%
71,700
+25,400
+55% +$628K
FXI icon
71
iShares China Large-Cap ETF
FXI
$4.37B
$1.8M 0.37%
48,525
-2,650
-5% -$94.1K
CCC
72
DELISTED
Calgon Carbon Corp
CCC
$1.77M 0.36%
93,400
+12,650
+16% +$226K
STJ
73
DELISTED
St Jude Medical
STJ
$1.67M 0.34%
31,199
-300
-1% -$15.4K
SYT
74
DELISTED
Syngenta Ag
SYT
$1.66M 0.34%
20,428
-746
-4% -$59.8K
TYC
75
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1.65M 0.34%
45,039
-2,827
-6% -$102K
1 2
3
4 5

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RMC
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BEC
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John G. Ullman & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, John G. Ullman & Associates held 155 positions worth $491M, up 2.5% from $479M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates's Q3 2013 filing shows 5 new, 32 increased, 106 reduced and 4 closed positions. Its largest new stake was Aegion Corp: 77,950 shares worth $1.85M. The largest sale was Bancroft Fund, an estimated $3.27M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q3 2013 buy was Aegion Corp: 77,950 shares worth $1.85M.
  • John G. Ullman & Associates added most to IBM in Q3 2013, an estimated $4M increase.
  • John G. Ullman & Associates's biggest Q3 2013 reduction was Archer Daniels Midland, cutting an estimated $2.73M.
  • John G. Ullman & Associates fully exited Bancroft Fund in Q3 2013, selling an estimated $3.27M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $491M portfolio in Q3 2013.
  • John G. Ullman & Associates opened 5 new positions and closed 4 in Q3 2013.
  • John G. Ullman & Associates's portfolio value rose 2.5% quarter-over-quarter to $491M.

Based on John G. Ullman & Associates's 13F filing for Q3 2013, filed 4 Nov 2013.