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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$513M
AUM Growth
+$8.91M
Cap. Flow
-$11.6M
Cap. Flow %
-2.27%
Top 10 Hldgs %
35.49%
Holding
121
New
7
Increased
25
Reduced
58
Closed
12

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$5.26M
2
NVS icon
Novartis
NVS
+$3.43M
3
SLB icon
SLB Ltd
SLB
+$2.5M
4
GE icon
GE Aerospace
GE
+$2.45M
5
EMR icon
Emerson Electric
EMR
+$2.19M

Top Sells

Rank Stock Value
1
CCC
Calgon Carbon Corp
CCC
+$5.95M
2
AGCO icon
AGCO
AGCO
+$5.07M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$4.26M
4
HLIO icon
Helios Technologies
HLIO
+$3.78M
5
HAL icon
Halliburton
HAL
+$2.72M

Sector Composition

Rank Sector Weight
1 Healthcare 25.86%
2 Industrials 20.24%
3 Technology 17.39%
4 Energy 9.89%
5 Utilities 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGE icon
26
OGE Energy
OGE
$10.1B
$7.36M 1.44%
204,266
+1,748
+0.9% +$62.3K
GSK icon
27
GSK
GSK
$104B
$7.31M 1.42%
143,966
+32,640
+29% +$1.66M
LGTY
28
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$7.23M 1.41%
636,354
+13,179
+2% +$134K
BNS icon
29
Scotiabank
BNS
$110B
$6.98M 1.36%
108,617
-833
-0.8% -$51.8K
MDU icon
30
MDU Resources
MDU
$4.42B
$6.59M 1.29%
668,009
+21,533
+3% +$215K
GE icon
31
GE Aerospace
GE
$362B
$6.46M 1.26%
55,743
+20,288
+57% +$2.45M
NEE icon
32
NextEra Energy
NEE
$185B
$6.26M 1.22%
170,772
-1,400
-0.8% -$51.3K
BAX icon
33
Baxter International
BAX
$11.7B
$6.21M 1.21%
99,008
-948
-0.9% -$58.6K
CGW icon
34
Invesco S&P Global Water Index ETF
CGW
$1.06B
$6M 1.17%
174,400
-3,850
-2% -$129K
EXC icon
35
Exelon
EXC
$47.3B
$5.91M 1.15%
219,841
-2,278
-1% -$60.9K
EEMV icon
36
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.42B
$5.53M 1.08%
95,166
+16,883
+22% +$970K
IDA icon
37
Idacorp
IDA
$8.24B
$5.28M 1.03%
60,025
-235
-0.4% -$20.6K
CIEN icon
38
Ciena
CIEN
$53B
$4.97M 0.97%
226,033
+31,683
+16% +$758K
CAMP
39
DELISTED
CalAmp Corp.
CAMP
$4.85M 0.95%
9,070
-8
-0.1% -$3.53K
TMO icon
40
Thermo Fisher Scientific
TMO
$198B
$4.82M 0.94%
25,466
-767
-3% -$139K
LFCR icon
41
Lifecore Biomedical
LFCR
$176M
$4.71M 0.92%
364,084
-3,441
-0.9% -$45.4K
DGX icon
42
Quest Diagnostics
DGX
$23.3B
$4.56M 0.89%
48,743
-796
-2% -$84.5K
EWC icon
43
iShares MSCI Canada ETF
EWC
$6.08B
$3.84M 0.75%
132,591
-484
-0.4% -$13.5K
DUK icon
44
Duke Energy
DUK
$97.5B
$3.8M 0.74%
45,280
-167
-0.4% -$14.3K
ACM icon
45
Aecom
ACM
$8.78B
$3.64M 0.71%
98,800
-3,100
-3% -$102K
VIAV icon
46
Viavi Solutions
VIAV
$9.41B
$3.56M 0.69%
375,867
+169,367
+82% +$1.76M
FLS icon
47
Flowserve
FLS
$8.75B
$3.52M 0.69%
82,661
-63,254
-43% -$2.66M
TPC
48
Tutor Perini Cor
TPC
$4.14B
$3.47M 0.68%
122,210
+4,900
+4% +$132K
EWS icon
49
iShares MSCI Singapore ETF
EWS
$1.01B
$3.44M 0.67%
140,870
-3,642
-3% -$89.1K
SWZ
50
Swiss Helvetia Fund
SWZ
$77.1M
$3.12M 0.61%
244,160
-3,593
-1% -$45.6K
1
2
3 4 5

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FSCM
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SF
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MSWM
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RMC
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BEC
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AA
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GFM
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John G. Ullman & Associates's Q3 2017 Portfolio in Review

As of Q3 2017, John G. Ullman & Associates held 121 positions worth $513M, up 1.8% from $504M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates's Q3 2017 filing shows 7 new, 25 increased, 58 reduced and 12 closed positions. Its largest new stake was Tortoise Energy Infrastructure Corp: 8,520 shares worth $987K. The largest sale was Calgon Carbon Corp, an estimated $5.95M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q3 2017 buy was Tortoise Energy Infrastructure Corp: 8,520 shares worth $987K.
  • John G. Ullman & Associates added most to ExxonMobil in Q3 2017, an estimated $5.26M increase.
  • John G. Ullman & Associates's biggest Q3 2017 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $4.26M.
  • John G. Ullman & Associates fully exited Calgon Carbon Corp in Q3 2017, selling an estimated $5.95M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $513M portfolio in Q3 2017.
  • John G. Ullman & Associates opened 7 new positions and closed 12 in Q3 2017.
  • John G. Ullman & Associates's portfolio value rose 1.8% quarter-over-quarter to $513M.

Based on John G. Ullman & Associates's 13F filing for Q3 2017, filed 3 Nov 2017.