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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.42%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$491M
AUM Growth
+$12.1M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
31.66%
Holding
155
New
5
Increased
32
Reduced
106
Closed
4

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$4M
2
AEGN
Aegion Corp
AEGN
+$1.81M
3
ITRI icon
Itron
ITRI
+$1.31M
4
KO icon
Coca-Cola
KO
+$1.16M
5
LLY icon
Eli Lilly
LLY
+$906K

Top Sells

Rank Stock Value
1
BCV
Bancroft Fund
BCV
+$3.27M
2
ADM icon
Archer Daniels Midland
ADM
+$2.73M
3
OGE icon
OGE Energy
OGE
+$2.63M
4
AMGN icon
Amgen
AMGN
+$1.93M
5
STE icon
Steris
STE
+$1.71M

Sector Composition

Rank Sector Weight
1 Healthcare 24.89%
2 Industrials 16.28%
3 Technology 15.43%
4 Energy 9%
5 Utilities 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRC
26
DELISTED
DRESSER-RAND GROUP INC
DRC
$5.89M 1.2%
94,360
-3,000
-3% -$187K
NEE icon
27
NextEra Energy
NEE
$184B
$5.2M 1.06%
259,600
-5,060
-2% -$104K
MDU icon
28
MDU Resources
MDU
$4.18B
$5.16M 1.05%
485,214
-13,149
-3% -$139K
AZTA icon
29
Azenta
AZTA
$1.3B
$5.16M 1.05%
553,788
+33,900
+7% +$325K
CSCO icon
30
Cisco
CSCO
$443B
$5.05M 1.03%
215,423
-3,415
-2% -$84.8K
SIAL
31
DELISTED
SIGMA - ALDRICH CORP
SIAL
$4.71M 0.96%
55,175
-2,000
-3% -$168K
EWS icon
32
iShares MSCI Singapore ETF
EWS
$1.04B
$4.43M 0.9%
166,013
+800
+0.5% +$21K
MDT icon
33
Medtronic
MDT
$112B
$4.37M 0.89%
82,089
-2,961
-3% -$159K
POR icon
34
Portland General Electric
POR
$5.82B
$4.27M 0.87%
151,385
-3,600
-2% -$108K
TMP icon
35
Tompkins Financial
TMP
$1.42B
$3.97M 0.81%
85,950
-1,050
-1% -$47.6K
OVV icon
36
Ovintiv
OVV
$17B
$3.89M 0.79%
44,880
-4,400
-9% -$383K
LNN icon
37
Lindsay Corp
LNN
$1.14B
$3.86M 0.79%
47,278
-500
-1% -$39.1K
PG icon
38
Procter & Gamble
PG
$340B
$3.86M 0.79%
51,057
-950
-2% -$75.6K
STE icon
39
Steris
STE
$22.9B
$3.83M 0.78%
89,170
-39,380
-31% -$1.71M
ZOLT
40
DELISTED
ZOLTEK COMPANIES INC
ZOLT
$3.77M 0.77%
225,901
-11,650
-5% -$166K
TMO icon
41
Thermo Fisher Scientific
TMO
$214B
$3.73M 0.76%
40,450
-650
-2% -$58.8K
FLS icon
42
Flowserve
FLS
$8.94B
$3.59M 0.73%
57,535
-27,800
-33% -$1.61M
XRAY icon
43
Dentsply Sirona
XRAY
$2.84B
$3.53M 0.72%
81,240
-6,660
-8% -$284K
EWZ icon
44
iShares MSCI Brazil ETF
EWZ
$8.98B
$3.47M 0.71%
72,365
-8,705
-11% -$387K
YAO
45
DELISTED
Invesco China All-Cap ETF
YAO
$3.42M 0.7%
132,019
-4,100
-3% -$101K
GOOG icon
46
Alphabet (Google) Class C
GOOG
$4.11T
$3.38M 0.69%
155,059
+120
+0.1% +$2.65K
EPU icon
47
iShares MSCI Peru and Global Exposure ETF
EPU
$521M
$3.31M 0.67%
101,350
+3,900
+4% +$131K
IAF
48
abrdn Australia Equity Fund
IAF
$122M
$3.27M 0.66%
105,257
-31,588
-23% -$980K
MON
49
DELISTED
Monsanto Co
MON
$3.02M 0.62%
28,985
-4,329
-13% -$435K
DIS icon
50
Walt Disney
DIS
$171B
$2.8M 0.57%
43,427
-1,621
-4% -$104K
1
2
3 4 5

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John G. Ullman & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, John G. Ullman & Associates held 155 positions worth $491M, up 2.5% from $479M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates's Q3 2013 filing shows 5 new, 32 increased, 106 reduced and 4 closed positions. Its largest new stake was Aegion Corp: 77,950 shares worth $1.85M. The largest sale was Bancroft Fund, an estimated $3.27M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q3 2013 buy was Aegion Corp: 77,950 shares worth $1.85M.
  • John G. Ullman & Associates added most to IBM in Q3 2013, an estimated $4M increase.
  • John G. Ullman & Associates's biggest Q3 2013 reduction was Archer Daniels Midland, cutting an estimated $2.73M.
  • John G. Ullman & Associates fully exited Bancroft Fund in Q3 2013, selling an estimated $3.27M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $491M portfolio in Q3 2013.
  • John G. Ullman & Associates opened 5 new positions and closed 4 in Q3 2013.
  • John G. Ullman & Associates's portfolio value rose 2.5% quarter-over-quarter to $491M.

Based on John G. Ullman & Associates's 13F filing for Q3 2013, filed 4 Nov 2013.