ICAS
PHD

Investors Capital Advisory Services’s Pioneer Floating Rate Fund PHD Stock Holding History

Investors Capital Advisory Services’s Portfolio PHD Stock Details PHD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-10,000
Closed -$132K – 617
2013
Q2 		$132K Buy
+10,000
New +$137K 0.04% 461

Other funds holding PHD

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
N
Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Investors Capital Advisory Services's PHD Position: Q3 2013 in Review

Investors Capital Advisory Services sold out of Pioneer Floating Rate Fund (PHD) in Q3 2013, closing a stake of 10,000 shares — an estimated $132K sold.

Investors Capital Advisory Services first reported a position in PHD in Q2 2013 and held it in 1 quarter. The position peaked at $132K in Q2 2013. 38 funds tracked by Wall St. Rank hold PHD as of Q3 2013.

  • Investors Capital Advisory Services reported no remaining Pioneer Floating Rate Fund position as of Q3 2013 after selling out during the quarter.
  • Investors Capital Advisory Services sold 10,000 Pioneer Floating Rate Fund shares in Q3 2013, an estimated $132K.
  • Investors Capital Advisory Services first reported a position in Pioneer Floating Rate Fund in Q2 2013 and held it in 1 quarter.
  • Investors Capital Advisory Services's Pioneer Floating Rate Fund position peaked at $132K in Q2 2013.
  • 38 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q3 2013.

Based on Investors Capital Advisory Services's 13F filing for Q3 2013, filed 6 Nov 2013.