Integrated Wealth Management (Palm Desert)’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

Integrated Wealth Management (Palm Desert)’s Portfolio FNK Stock Details FNK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,500	Closed	-$45K	–	510
2016 Q3	$45K	Hold	1,500	–	–	0.02%	428
2016 Q2	$42K	Buy	+1,500	New	+$42.4K	0.02%	436

Other funds holding FNK

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Integrated Wealth Management (Palm Desert)'s FNK Position: Q4 2016 in Review

Integrated Wealth Management (Palm Desert) sold out of First Trust Mid Cap Value AlphaDEX Fund (FNK) in Q4 2016, closing a stake of 1,500 shares — an estimated $45K sold.

Integrated Wealth Management (Palm Desert) first reported a position in FNK in Q2 2016 and held it in 2 quarters. The position peaked at $45K in Q3 2016. 28 funds tracked by Wall St. Rank hold FNK as of Q4 2016.

Integrated Wealth Management (Palm Desert) reported no remaining First Trust Mid Cap Value AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Integrated Wealth Management (Palm Desert) sold 1,500 First Trust Mid Cap Value AlphaDEX Fund shares in Q4 2016, an estimated $45K.
Integrated Wealth Management (Palm Desert) first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q2 2016 and held it in 2 quarters.
Integrated Wealth Management (Palm Desert)'s First Trust Mid Cap Value AlphaDEX Fund position peaked at $45K in Q3 2016.
28 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q4 2016.

Based on Integrated Wealth Management (Palm Desert)'s 13F filing for Q4 2016, filed 6 Jan 2017.