Institute for Wealth Management’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

Institute for Wealth Management’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-54,280	Closed	-$2.72M	–	427
2017 Q4	$2.72M	Buy	54,280 +17,351	+47%	+$870K	0.63%	38
2017 Q3	$1.86M	Sell	36,929 -1,958	-5%	-$98.6K	0.6%	45
2017 Q2	$1.96M	Buy	+38,887	New	+$1.96M	0.54%	34
2015 Q4	$204K	Buy	+4,100	New	+$204K	0.3%	35

Other funds holding ULQ

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

LPT

Legacy Private Trust Neenah, Wisconsin $1.63B AUM 17.53% 1-Year Est. Return

FAG

Financial Advisory Group Houston, Texas $567M AUM 19.38% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

CCM

CWH Capital Management Spokane, Washington $238M AUM 14.86% 1-Year Est. Return

MBT

Monroe Bank & Trust Monroe, Michigan $299M AUM 8.4% 1-Year Est. Return

Institute for Wealth Management's ULQ Position: Q1 2018 in Review

Institute for Wealth Management sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q1 2018, closing a stake of 54,280 shares — an estimated $2.72M sold.

Institute for Wealth Management first reported a position in ULQ in Q4 2015 and held it in 4 quarters. The position peaked at $2.72M in Q4 2017. 96 funds tracked by Wall St. Rank hold ULQ as of Q1 2018.

Institute for Wealth Management reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q1 2018 after selling out during the quarter.
Institute for Wealth Management sold 54,280 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q1 2018, an estimated $2.72M.
Institute for Wealth Management first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2015 and held it in 4 quarters.
Institute for Wealth Management's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $2.72M in Q4 2017.
96 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q1 2018.

Based on Institute for Wealth Management's 13F filing for Q1 2018, filed 15 May 2018.