Institute for Wealth Management’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Institute for Wealth Management’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-636	Closed	-$12K	–	622
2019 Q4	$12K	Buy	+636	New	+$11.5K	﹤0.01%	593
2014 Q1	–	Sell	-4	Closed	–	–	76
2013 Q4	$0	Buy	+4	New	+$50	﹤0.01%	77

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

Sunbelt Securities Houston, Texas $1.58B AUM 28.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Marcum Wealth Cleveland, Ohio $1.16B AUM 6.7% 1-Year Est. Return

FMT

First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return

Institute for Wealth Management's SCHA Position: Q1 2020 in Review

Institute for Wealth Management sold out of Schwab U.S Small- Cap ETF (SCHA) in Q1 2020, closing a stake of 636 shares — an estimated $12K sold.

Institute for Wealth Management first reported a position in SCHA in Q4 2013 and held it in 2 quarters. The position peaked at $12K in Q4 2019. 637 funds tracked by Wall St. Rank hold SCHA as of Q1 2020.

Institute for Wealth Management reported no remaining Schwab U.S Small- Cap ETF position as of Q1 2020 after selling out during the quarter.
Institute for Wealth Management sold 636 Schwab U.S Small- Cap ETF shares in Q1 2020, an estimated $12K.
Institute for Wealth Management first reported a position in Schwab U.S Small- Cap ETF in Q4 2013 and held it in 2 quarters.
Institute for Wealth Management's Schwab U.S Small- Cap ETF position peaked at $12K in Q4 2019.
637 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q1 2020.

Based on Institute for Wealth Management's 13F filing for Q1 2020, filed 29 Apr 2020.