Institute for Wealth Management’s ALPS O'Shares U.S. Quality Dividend ETF OUSA Stock Holding History

Institute for Wealth Management’s Portfolio OUSA Stock Details OUSA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-4,950	Closed	-$208K	–	498
2021 Q2	$208K	Buy	+4,950	New	+$205K	0.04%	456
2021 Q1	–	Sell	-5,650	Closed	-$216K	–	481
2020 Q4	$216K	Sell	5,650 -1,145	-17%	-$42.5K	0.04%	412
2020 Q3	$246K	Sell	6,795 -862	-11%	-$30.7K	0.06%	357
2020 Q2	$253K	Sell	7,657 -137	-2%	-$4.4K	0.06%	352
2020 Q1	$226K	Sell	7,794 -1,050	-12%	-$36K	0.07%	345
2019 Q4	$324K	Sell	8,844 -83	-0.9%	-$2.94K	0.07%	330
2019 Q3	$310K	Sell	8,927 -2,040	-19%	-$70.2K	0.08%	316
2019 Q2	$374K	Sell	10,967 -216	-2%	-$7.28K	0.08%	304
2019 Q1	$376K	Buy	11,183 +6	+0.1%	+$193	0.08%	287
2018 Q4	$336K	Buy	+11,177	New	+$354K	0.14%	186
2018 Q2	–	Sell	-10,315	Closed	-$311K	–	229
2018 Q1	$311K	Sell	10,315 -5,210	-34%	-$164K	0.09%	231
2017 Q4	$493K	Sell	15,525 -3,608	-19%	-$112K	0.11%	224
2017 Q3	$577K	Buy	19,133 +8,522	+80%	+$253K	0.19%	171
2017 Q2	$309K	Buy	+10,611	New	+$309K	0.09%	304

Other funds holding OUSA

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Institute for Wealth Management's OUSA Position: Q3 2021 in Review

Institute for Wealth Management sold out of ALPS O'Shares U.S. Quality Dividend ETF (OUSA) in Q3 2021, closing a stake of 4,950 shares — an estimated $208K sold.

Institute for Wealth Management first reported a position in OUSA in Q2 2017 and held it in 14 quarters. The position peaked at $577K in Q3 2017. 85 funds tracked by Wall St. Rank hold OUSA as of Q3 2021.

Institute for Wealth Management reported no remaining ALPS O'Shares U.S. Quality Dividend ETF position as of Q3 2021 after selling out during the quarter.
Institute for Wealth Management sold 4,950 ALPS O'Shares U.S. Quality Dividend ETF shares in Q3 2021, an estimated $208K.
Institute for Wealth Management first reported a position in ALPS O'Shares U.S. Quality Dividend ETF in Q2 2017 and held it in 14 quarters.
Institute for Wealth Management's ALPS O'Shares U.S. Quality Dividend ETF position peaked at $577K in Q3 2017.
85 funds tracked by Wall St. Rank held ALPS O'Shares U.S. Quality Dividend ETF as of Q3 2021.

Based on Institute for Wealth Management's 13F filing for Q3 2021, filed 15 Nov 2021.