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HCIA

Hochman Cole Investment Advisors Portfolio holdings

AUM $255M
1-Year Est. Return 23.27%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+23.27%
3 Year Est. Return
+42.67%
5 Year Est. Return
+86.19%
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$6.03M
Cap. Flow
-$2.22M
Cap. Flow %
-0.93%
Top 10 Hldgs %
48.09%
Holding
128
New
8
Increased
42
Reduced
43
Closed
2

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.65M
2
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.51M
3
PFFD icon
Global X US Preferred ETF
PFFD
+$982K
4
PFM icon
Invesco Dividend Achievers ETF
PFM
+$617K
5
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$479K

Top Sells

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.27M
2
GLD icon
SPDR Gold Trust
GLD
+$1.2M
3
ABT icon
Abbott
ABT
+$1.19M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$886K

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.58%
2 Healthcare 2.41%
3 Technology 2.19%
4 Communication Services 1.97%
5 Financials 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQL icon
126
ALPS Equal Sector Weight ETF
EQL
$766M
$206K 0.09%
+6,588
New +$198K
SABA
127
Saba Capital Income & Opportunities Fund II
SABA
$220M
– –
-15,231
Closed -$168K
KL
128
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
– –
-7,713
Closed -$318K
2 3 4 5
6

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Hochman Cole Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Hochman Cole Investment Advisors held 128 positions worth $238M, up 2.6% from $232M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Hochman Cole Investment Advisors's Q1 2021 filing shows 8 new, 42 increased, 43 reduced and 2 closed positions. Its largest new stake was State Street SPDR S&P Metals & Mining ETF: 41,049 shares worth $1.64M. The largest sale was First Trust Technology AlphaDEX Fund, an estimated $1.27M.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 90% a quarter earlier, followed by Healthcare and Technology.

  • Hochman Cole Investment Advisors's largest Q1 2021 buy was State Street SPDR S&P Metals & Mining ETF: 41,049 shares worth $1.64M.
  • Hochman Cole Investment Advisors added most to First Trust Preferred Securities and Income ETF in Q1 2021, an estimated $1.65M increase.
  • Hochman Cole Investment Advisors's biggest Q1 2021 reduction was First Trust Technology AlphaDEX Fund, cutting an estimated $1.27M.
  • Hochman Cole Investment Advisors fully exited Kirkland Lake Gold Ltd Ordinary in Q1 2021, selling an estimated $318K.
  • Hochman Cole Investment Advisors's ten largest holdings make up 48% of its $238M portfolio in Q1 2021.
  • Hochman Cole Investment Advisors opened 8 new positions and closed 2 in Q1 2021.
  • Hochman Cole Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $238M.

Based on Hochman Cole Investment Advisors's 13F filing for Q1 2021, filed 10 May 2021.