Hilltop Holdings’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-35,840	Closed	-$629K	–	407
2020 Q1	$629K	Buy	+35,840	New	+$629K	0.15%	149