HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
This Quarter Return
+11.64%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$995M
AUM Growth
+$995M
Cap. Flow
+$50.3M
Cap. Flow %
5.05%
Top 10 Hldgs %
46.77%
Holding
122
New
24
Increased
4
Reduced
4
Closed
14

Top Buys

1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$32.8M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$22.5M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$16.7M
4
COUP
Coupa Software Incorporated
COUP
$11.8M
5
SPLK
Splunk Inc
SPLK
$9.96M

Top Sells

1
DTP
DTE Energy Company 2019 Corporate Units
DTP
$34.2M
2
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$27.6M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$14.7M
4
QTNT
Quotient Limited Ordinary Shares
QTNT
$9.57M
5
PLX icon
Protalix BioTherapeutics
PLX
$9.15M

Sector Composition

1 Technology 5.93%
2 Healthcare 3.86%
3 Utilities 0.99%
4 Materials 0.78%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SRE.PRA
1
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$34.9M 2.97% 357,020 +230,603 +182% +$22.5M
CFXA
2
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$32.8M 2.79% +268,513 New +$32.8M
GFLU
3
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
$31.4M 2.68% 645,258 +342,691 +113% +$16.7M
QTNT
4
DELISTED
Quotient Limited Ordinary Shares
QTNT
$21.3M 1.81% 2,871,600 -1,292,697 -31% -$9.57M
COUP
5
DELISTED
Coupa Software Incorporated
COUP
$11.8M 1% +42,500 New +$11.8M
SPLK
6
DELISTED
Splunk Inc
SPLK
$9.96M 0.85% +50,100 New +$9.96M
PLX icon
7
Protalix BioTherapeutics
PLX
$124M
$9.15M 0.78% 2,414,487 -2,414,487 -50% -$9.15M
DCUE
8
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$8.65M 0.74% +85,310 New +$8.65M
OKTA icon
9
Okta
OKTA
$16.4B
$8.55M 0.73% +42,700 New +$8.55M
ZS icon
10
Zscaler
ZS
$43.1B
$7.92M 0.67% +72,289 New +$7.92M
PANW icon
11
Palo Alto Networks
PANW
$127B
$6.39M 0.54% +27,800 New +$6.39M
IFFT
12
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$6.28M 0.53% 141,765 +90,203 +175% +$4M
DDOG icon
13
Datadog
DDOG
$47.7B
$5.64M 0.48% +64,900 New +$5.64M
SRE icon
14
Sempra
SRE
$53.9B
$5.28M 0.45% +45,000 New +$5.28M
BKNG icon
15
Booking.com
BKNG
$181B
$5.02M 0.43% +3,153 New +$5.02M
ZEN
16
DELISTED
ZENDESK INC
ZEN
$4.64M 0.39% +52,383 New +$4.64M
AEP icon
17
American Electric Power
AEP
$59.4B
$4.57M 0.39% +57,388 New +$4.57M
AMR icon
18
Alpha Metallurgical Resources
AMR
$1.95B
$4.42M 0.38% 1,454,967 – –
DTP
19
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$4.08M 0.35% 96,486 -808,811 -89% -$34.2M
TWNKW
20
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– – 0 – –
LVGO
21
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$3.88M 0.33% +51,600 New +$3.88M
ASRT icon
22
Assertio
ASRT
$80.4M
$3.71M 0.32% 4,325,182 +2,304,441 +114% +$1.98M
CHNGU
23
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$3.3M 0.28% +75,032 New +$3.3M
MT icon
24
ArcelorMittal
MT
$25.4B
$3.24M 0.28% +301,500 New +$3.24M
NKLAW
25
DELISTED
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
– – 0 – –
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