HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
This Quarter Return
-3.65%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$901M
AUM Growth
+$901M
Cap. Flow
+$31.8M
Cap. Flow %
3.52%
Top 10 Hldgs %
38.89%
Holding
109
New
17
Increased
3
Reduced
5
Closed
16

Top Buys

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$27.6M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$14.7M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$13.9M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$11.7M
5
PLX icon
Protalix BioTherapeutics
PLX
$11.3M

Top Sells

1
PKD
Parker Drilling Company
PKD
$30.2M
2
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
$28.2M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$15.3M
4
IONS icon
Ionis Pharmaceuticals
IONS
$5.8M
5
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$5.32M

Sector Composition

1 Healthcare 3.9%
2 Technology 1.34%
3 Industrials 0.41%
4 Materials 0.38%
5 Energy 0.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DTP
1
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$34.1M 3.65% 905,297 +179,297 +25% +$6.75M
NEE.PRP
2
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$27.6M 2.96% +627,000 New +$27.6M
QTNT
3
DELISTED
Quotient Limited Ordinary Shares
QTNT
$16.4M 1.76% 4,164,297 +2,091,030 +101% +$8.26M
NEE.PRO
4
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$14.7M 1.58% +311,018 New +$14.7M
GFLU
5
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
$13.9M 1.48% +302,567 New +$13.9M
SRE.PRA
6
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$11.7M 1.25% +126,417 New +$11.7M
PLX icon
7
Protalix BioTherapeutics
PLX
$124M
$11.3M 1.21% +4,828,974 New +$11.3M
AGFSW
8
DELISTED
AgroFresh Solutions, Inc. Warrants
AGFSW
– – -3,425,000 Closed -$20K
ENR.PRA
9
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$7.19M 0.77% +105,814 New +$7.19M
VSTM icon
10
Verastem
VSTM
$569M
$5.14M 0.55% 1,948,122 +1,923,922 +7,950% +$5.08M
PEGA icon
11
Pegasystems
PEGA
$9.27B
$4.17M 0.45% +58,600 New +$4.17M
PLUG icon
12
Plug Power
PLUG
$1.81B
$3.67M 0.39% +1,037,197 New +$3.67M
TWNKW
13
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– – -8,339,003 Closed -$15.3M
ARCH
14
DELISTED
Arch Resources, Inc.
ARCH
$3.43M 0.37% +118,613 New +$3.43M
AMR icon
15
Alpha Metallurgical Resources
AMR
$1.95B
$3.42M 0.37% 1,454,967 -35,033 -2% -$82.3K
RNG icon
16
RingCentral
RNG
$2.76B
$2.61M 0.28% +12,300 New +$2.61M
BAND icon
17
Bandwidth Inc
BAND
$452M
$2.54M 0.27% +37,766 New +$2.54M
SWT
18
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.27M 0.24% 32,496 -22,504 -41% -$1.57M
XYZ
19
Block, Inc.
XYZ
$48.5B
$2.16M 0.23% +41,300 New +$2.16M
IFFT
20
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$1.97M 0.21% +51,562 New +$1.97M
ASRT icon
21
Assertio
ASRT
$80.4M
$1.31M 0.14% +2,020,741 New +$1.31M
PACD
22
DELISTED
Pacific Drilling S.A. Common Shares
PACD
$1.29M 0.14% 3,000,000 -125,587 -4% -$54K
OPK icon
23
Opko Health
OPK
$1.1B
$900K 0.1% 671,347 -755,600 -53% -$1.01M
VVNT.WS
24
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
– – 0 – –
PENG
25
Penguin Solutions, Inc. Ordinary Shares
PENG
$1.26B
$627K 0.07% +25,800 New +$627K
1
2 3