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HCM

Highbridge Capital Management Portfolio holdings

AUM $3.09B
1-Year Est. Return 31.19%
This Fund
S&P 500
This Quarter Est. Return
-8.17%
1 Year Est. Return
+31.19%
3 Year Est. Return
+54.53%
5 Year Est. Return
+78.37%
10 Year Est. Return
+191.39%
AUM
$685M
AUM Growth
-$827M
Cap. Flow
-$1.01B
Cap. Flow %
-147.26%
Top 10 Hldgs %
49.96%
Holding
180
New
13
Increased
6
Reduced
27
Closed
101

Top Buys

Rank Stock Value
1
APLS
Apellis Pharmaceuticals
APLS
+$1.64M
2
NIO icon
NIO
NIO
+$1.37M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$1.35M
4
OKTA icon
Okta
OKTA
+$1.32M
5
PACD
Pacific Drilling S.A. Common Shares
PACD
+$1.15M

Top Sells

Rank Stock Value
1
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
+$28M
2
LINDW
Lindblad Expeditions Holdings Inc. Warrant
LINDW
+$24.6M
3
AHCO icon
AdaptHealth
AHCO
+$20.3M
4
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
+$19.4M
5
ACEL icon
Accel Entertainment
ACEL
+$16.9M

Sector Composition

Rank Sector Weight
1 Materials 5.25%
2 Technology 4.63%
3 Healthcare 2.63%
4 Industrials 0.69%
5 Communication Services 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$71.8M 10.48%
242,000
+92,000
+61% +$27.2M
ZIONW
2
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$60.8M 8.87%
5,091,700
-1,300
-0% -$13.9K
AMR icon
3
Alpha Metallurgical Resources
AMR
$1.74B
$36M 5.25%
1,287,204
-66,706
-5% -$2.32M
GLD icon
4
PUT
SPDR Gold Trust
GLD
$131B
$27.8M 4.05%
200,000
-100,000
-33% -$13.9M
PHM icon
5
PUT
Pultegroup
PHM
$24.1B
$23.8M 3.47%
650,000
-150,000
-19% -$4.99M
PKD
6
DELISTED
Parker Drilling Company
PKD
$22.7M 3.31%
1,199,900
-240,185
-17% -$4.11M
IWM icon
7
PUT
iShares Russell 2000 ETF
IWM
$79.8B
$22.7M 3.31%
150,000
-150,000
-50% -$22.9M
ASH icon
8
PUT
Ashland
ASH
$3.33B
$15.4M 2.25%
200,000
– –
TWNKW
9
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$15M 2.18%
8,799,221
-779
-0% -$1.39K
QTNT
10
DELISTED
Quotient Limited Ordinary Shares
QTNT
$13M 1.89%
41,733
-7,726
-16% -$2.98M
PACD
11
DELISTED
Pacific Drilling S.A. Common Shares
PACD
$9.02M 1.32%
2,305,348
+163,224
+8% +$1.15M
GEO icon
12
PUT
The GEO Group
GEO
$4.13B
$7.49M 1.09%
431,800
-49,400
-10% -$886K
AVYA
13
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$6.65M 0.97%
650,000
-231,824
-26% -$2.72M
MDCO
14
PUT
DELISTED
Medicines Co
MDCO
$6.53M 0.95%
+130,600
New +$5.21M
GE icon
15
PUT
GE Aerospace
GE
$374B
$6.37M 0.93%
+142,893
New +$6.71M
LCI
16
PUT
DELISTED
Lannett Company, Inc.
LCI
$5.09M 0.74%
+113,600
New +$3.86M
BBCP icon
17
Concrete Pumping Holdings
BBCP
$490M
$3.73M 0.54%
938,764
-275,636
-23% -$1.16M
ACH
18
PUT
Accendra Health
ACH
$237M
$2.41M 0.35%
+414,700
New +$1.86M
I
19
DELISTED
INTELSAT S. A.
I
$2.23M 0.33%
98,000
-42,800
-30% -$903K
GCVRZ
20
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$2.18M 0.32%
3,860,254
+31,470
+0.8% +$16.9K
NIHD
21
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$2.11M 0.31%
1,077,863
+477,863
+80% +$839K
TBIO
22
DELISTED
Translate Bio, Inc. Common Stock
TBIO
$1.65M 0.24%
166,640
-139,590
-46% -$1.32M
APLS
23
DELISTED
Apellis Pharmaceuticals
APLS
$1.44M 0.21%
+59,664
New +$1.64M
AVYA
24
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$1.34M 0.2%
+131,000
New +$1.54M
SAIL
25
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$1.19M 0.17%
+63,400
New +$1.35M
1
2 3 4 5

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VBA
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MRCP
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ECP
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Highbridge Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Highbridge Capital Management held 180 positions worth $685M, down 55% from $1.51B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Highbridge Capital Management withdrew a net $1.01B in Q3 2019, closing 101 positions and reducing 27 holdings. Its most notable exit was Vivint Smart Home, Inc. Class A Common Stock, an estimated $28M position sold in full.

By sector, the portfolio is most concentrated in Materials at 5.3% of assets, up from 4.9% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Highbridge Capital Management opened a new position in Apellis Pharmaceuticals worth $1.44M.

  • Highbridge Capital Management's largest Q3 2019 buy was Apellis Pharmaceuticals: 59,664 shares worth $1.44M.
  • Highbridge Capital Management added most to Pacific Drilling S.A. Common Shares in Q3 2019, an estimated $1.15M increase.
  • Highbridge Capital Management's biggest Q3 2019 reduction was Parker Drilling Company, cutting an estimated $4.11M.
  • Highbridge Capital Management fully exited Vivint Smart Home, Inc. Class A Common Stock in Q3 2019, selling an estimated $28M.
  • Highbridge Capital Management's ten largest holdings make up 50% of its $685M portfolio in Q3 2019.
  • Highbridge Capital Management opened 13 new positions and closed 101 in Q3 2019.
  • Highbridge Capital Management's portfolio value fell 55% quarter-over-quarter to $685M.

Based on Highbridge Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.