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HCM

Highbridge Capital Management Portfolio holdings

AUM $3.09B
1-Year Est. Return 31.19%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+31.19%
3 Year Est. Return
+54.53%
5 Year Est. Return
+78.37%
10 Year Est. Return
+191.39%
AUM
$904M
AUM Growth
+$219M
Cap. Flow
-$267M
Cap. Flow %
-29.47%
Top 10 Hldgs %
43.64%
Holding
94
New
9
Increased
9
Reduced
9
Closed
31

Top Buys

Rank Stock Value
1
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$36.4M
2
SWT
Stanley Black & Decker, Inc.
SWT
+$5.79M
3
IONS icon
Ionis Pharmaceuticals
IONS
+$5.72M
4
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
+$3.79M
5
QTNT
Quotient Limited Ordinary Shares
QTNT
+$3.35M

Top Sells

Rank Stock Value
1
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$58.8M
2
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$6.65M
3
BBCP icon
Concrete Pumping Holdings
BBCP
+$3.73M
4
I
INTELSAT S. A.
I
+$2.23M
5
NIHD
NII Holdings, Inc. Common Stock
NIHD
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 3.34%
2 Healthcare 3.06%
3 Materials 1.49%
4 Communication Services 0%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$96.6M 10.68%
300,000
+58,000
+24% +$17.9M
DTP
2
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$37.3M 4.12%
+726,000
New +$36.4M
PKD
3
DELISTED
Parker Drilling Company
PKD
$30.2M 3.34%
1,341,195
+141,295
+12% +$2.73M
XBI icon
4
PUT
State Street SPDR S&P Biotech ETF
XBI
$9.95B
$28.5M 3.16%
+300,000
New +$25.9M
ZIONW
5
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$28.2M 3.12%
1,441,700
-3,650,000
-72% -$58.8M
PHM icon
6
PUT
Pultegroup
PHM
$24.1B
$25.2M 2.79%
650,000
– –
QTNT
7
DELISTED
Quotient Limited Ordinary Shares
QTNT
$19.7M 2.18%
51,832
+10,099
+24% +$3.35M
GE icon
8
PUT
GE Aerospace
GE
$374B
$15.6M 1.73%
280,891
+137,998
+97% +$7.13M
ASH icon
9
PUT
Ashland
ASH
$3.33B
$15.3M 1.69%
200,000
– –
TWNKW
10
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$15.3M 1.69%
8,339,003
-460,218
-5% -$692K
CLVS
11
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
$13.8M 1.53%
+1,328,200
New +$9.66M
AMR icon
12
Alpha Metallurgical Resources
AMR
$1.74B
$13.5M 1.49%
1,490,000
+202,796
+16% +$3.08M
PACD
13
DELISTED
Pacific Drilling S.A. Common Shares
PACD
$12.8M 1.41%
3,125,587
+820,239
+36% +$2.56M
MDCO
14
PUT
DELISTED
Medicines Co
MDCO
$6.39M 0.71%
75,200
-55,400
-42% -$3.69M
SWT
15
DELISTED
Stanley Black & Decker, Inc.
SWT
$5.97M 0.66%
+55,000
New +$5.79M
IONS icon
16
Ionis Pharmaceuticals
IONS
$8.6B
$5.8M 0.64%
+96,060
New +$5.72M
SPCE.WS
17
DELISTED
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$5.32M 0.59%
+1,579,588
New +$3.79M
GCVRZ
18
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$4.62M 0.51%
3,907,852
+47,598
+1% +$36.5K
NIO icon
19
PUT
NIO
NIO
$12.2B
$3.19M 0.35%
793,000
+600,000
+311% +$1.21M
AIG.WS
20
DELISTED
American International Group, Inc.
AIG.WS
$2.26M 0.25%
+220,000
New +$2.61M
OPK icon
21
Opko Health
OPK
$985M
$2.1M 0.23%
1,426,947
+929,824
+187% +$1.56M
PACK.WS
22
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
$1.24M 0.14%
1,160,780
-194,220
-14% -$145K
SAEX
23
DELISTED
SAExploration Holdings, Inc.
SAEX
$1.16M 0.13%
381,765
– –
CLVS
24
CALL
DELISTED
Clovis Oncology, Inc.
CLVS
$1.04M 0.12%
+100,000
New +$727K
GRAF.WS
25
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$595K 0.07%
1,487,200
-99,500
-6% -$41.8K
1
2 3

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Highbridge Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Highbridge Capital Management held 94 positions worth $904M, up 32% from $685M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Highbridge Capital Management withdrew a net $267M in Q4 2019, closing 31 positions and reducing 9 holdings. Its most notable exit was Avaya Holdings Corp. Common Stock, an estimated $6.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Materials.

Against the trend, Highbridge Capital Management opened a new position in DTE Energy Company 2019 Corporate Units worth $37.3M.

  • Highbridge Capital Management's largest Q4 2019 buy was DTE Energy Company 2019 Corporate Units: 726,000 shares worth $37.3M.
  • Highbridge Capital Management added most to Quotient Limited Ordinary Shares in Q4 2019, an estimated $3.35M increase.
  • Highbridge Capital Management's biggest Q4 2019 reduction was Zions Bancorporation N.A. Warrants, cutting an estimated $58.8M.
  • Highbridge Capital Management fully exited Avaya Holdings Corp. Common Stock in Q4 2019, selling an estimated $6.65M.
  • Highbridge Capital Management's ten largest holdings make up 44% of its $904M portfolio in Q4 2019.
  • Highbridge Capital Management opened 9 new positions and closed 31 in Q4 2019.
  • Highbridge Capital Management's portfolio value rose 32% quarter-over-quarter to $904M.

Based on Highbridge Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.