HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
This Quarter Return
+2.99%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$699M
AUM Growth
+$699M
Cap. Flow
-$29.5M
Cap. Flow %
-4.22%
Top 10 Hldgs %
45.99%
Holding
96
New
6
Increased
6
Reduced
8
Closed
21

Top Buys

1
DTP
DTE Energy Company 2019 Corporate Units
DTP
$37.3M
2
SWT
Stanley Black & Decker, Inc.
SWT
$5.97M
3
IONS icon
Ionis Pharmaceuticals
IONS
$5.8M
4
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$5.32M
5
QTNT
Quotient Limited Ordinary Shares
QTNT
$3.84M

Top Sells

1
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
$71.4M
2
AVYA
Avaya Holdings Corp. Common Stock
AVYA
$6.65M
3
BBCP icon
Concrete Pumping Holdings
BBCP
$3.73M
4
I
INTELSAT S. A.
I
$2.23M
5
NIHD
NII Holdings, Inc. Common Stock
NIHD
$2.11M

Sector Composition

1 Technology 4.32%
2 Healthcare 3.96%
3 Materials 1.93%
4 Communication Services 0%
5 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DTP
1
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$37.3M 4.12% +726,000 New +$37.3M
PKD
2
DELISTED
Parker Drilling Company
PKD
$30.2M 3.34% 1,341,195 +141,295 +12% +$3.18M
ZIONW
3
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
$28.2M 3.12% 1,441,700 -3,650,000 -72% -$71.4M
QTNT
4
DELISTED
Quotient Limited Ordinary Shares
QTNT
$19.7M 2.18% 2,073,267 +403,933 +24% +$3.84M
TWNKW
5
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$15.3M 1.69% 8,339,003 -460,218 -5% -$842K
AMR icon
6
Alpha Metallurgical Resources
AMR
$1.95B
$13.5M 1.49% 1,490,000 +202,796 +16% +$1.84M
PACD
7
DELISTED
Pacific Drilling S.A. Common Shares
PACD
$12.8M 1.41% 3,125,587 +820,239 +36% +$3.35M
SWT
8
DELISTED
Stanley Black & Decker, Inc.
SWT
$5.97M 0.66% +55,000 New +$5.97M
IONS icon
9
Ionis Pharmaceuticals
IONS
$6.8B
$5.8M 0.64% +96,060 New +$5.8M
SPCE.WS
10
DELISTED
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$5.32M 0.59% +1,579,588 New +$5.32M
GCVRZ
11
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$4.62M 0.51% 3,907,852 +47,598 +1% +$56.3K
AIG.WS
12
DELISTED
American International Group, Inc.
AIG.WS
$2.26M 0.25% +220,000 New +$2.26M
OPK icon
13
Opko Health
OPK
$1.1B
$2.1M 0.23% 1,426,947 +929,824 +187% +$1.37M
PACK.WS
14
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
$1.24M 0.14% 1,160,780 -194,220 -14% -$208K
SAEX
15
DELISTED
SAExploration Holdings, Inc.
SAEX
$1.16M 0.13% 381,765 – –
GRAF.WS
16
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$595K 0.07% 1,487,200 -99,500 -6% -$39.8K
THWWW
17
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$430K 0.05% 1,000,865 -190,079 -16% -$81.7K
RMG.WS
18
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$181K 0.02% 297,473 -441,827 -60% -$269K
NSCO.WS
19
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$177K 0.02% 402,353 -27,447 -6% -$12.1K
ADNWW
20
Advent Technologies Holdings Warrant
ADNWW
$11.6K
$155K 0.02% 500,844 -774,570 -61% -$240K
VSTM icon
21
Verastem
VSTM
$569M
$32K ﹤0.01% +24,200 New +$32K
AGFSW
22
DELISTED
AgroFresh Solutions, Inc. Warrants
AGFSW
$20K ﹤0.01% 3,425,000 – –
ESTRW
23
DELISTED
Estre Ambiental, Inc
ESTRW
$9K ﹤0.01% 3,625,000 – –
DLPNW
24
DELISTED
Dolphin Entertainment, Inc. Warrant
DLPNW
$3K ﹤0.01% 110,000 – –
AMTX icon
25
Aemetis
AMTX
$161M
$0 ﹤0.01% 70,768 – –
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