HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
1-Year Return 13.79%
This Quarter Return
-4.27%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$2.2B
AUM Growth
-$844M
Cap. Flow
-$1.59B
Cap. Flow %
-72.39%
Top 10 Hldgs %
20.82%
Holding
547
New
100
Increased
48
Reduced
51
Closed
224

Top Buys

1
AMR icon
Alpha Metallurgical Resources
AMR
$56.4M
2
CCI icon
Crown Castle
CCI
$29.3M
3
GDDY icon
GoDaddy
GDDY
$28.9M
4
FSR
Fisker Inc.
FSR
$28.8M
5
PACD
Pacific Drilling S.A. Common Shares
PACD
$26.8M

Top Sells

1
NXPI icon
NXP Semiconductors
NXPI
$31.8M
2
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$30.4M
3
CCC.U
Churchill Capital Corp
CCC.U
$26.4M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$25.7M
5
AET
Aetna Inc
AET
$24.3M

Sector Composition

1 Consumer Discretionary 11.31%
2 Industrials 8.37%
3 Technology 7.36%
4 Materials 5.14%
5 Communication Services 4.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NH
201
DELISTED
NantHealth, Inc
NH
$394K 0.01%
+48,308
New +$394K
RRC icon
202
Range Resources
RRC
$8.26B
$383K 0.01%
40,000
+5,000
+14% +$47.9K
AGFSW
203
DELISTED
AgroFresh Solutions, Inc. Warrants
AGFSW
$375K 0.01%
2,630,755
+570,255
+28% +$81.3K
CTACW
204
DELISTED
ChaSerg Technology Acquisition Corp. Warrant
CTACW
$340K 0.01%
+500,000
New +$340K
TPC
205
Tutor Perini Corporation
TPC
$3.3B
$339K 0.01%
21,200
– –
GTYHW
206
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$332K 0.01%
491,666
-1,000
-0.2% -$675
HBI icon
207
Hanesbrands
HBI
$2.26B
$326K 0.01%
26,000
+16,000
+160% +$201K
ESTR
208
DELISTED
Estre Ambiental, Inc.
ESTR
$298K 0.01%
+210,000
New +$298K
MFAC.WS
209
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$275K 0.01%
600,000
+350,000
+140% +$160K
EAGLW
210
DELISTED
Platinum Eagle Acquisition Corp. Warrant
EAGLW
$272K 0.01%
231,900
-268,100
-54% -$314K
AVDL
211
Avadel Pharmaceuticals
AVDL
$1.52B
$253K 0.01%
+98,000
New +$253K
TMDI
212
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$238K 0.01%
195,000
-44,500
-19% -$54.3K
ESTRW
213
DELISTED
Estre Ambiental, Inc
ESTRW
$223K 0.01%
3,300,000
+3,130,000
+1,841% +$212K
DVN icon
214
Devon Energy
DVN
$22B
$221K 0.01%
+9,800
New +$221K
TBRGW
215
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
$209K 0.01%
+581,914
New +$209K
TMCXW
216
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$189K 0.01%
500,000
– –
ENTO
217
Entero Therapeutics
ENTO
$4.29M
$159K ﹤0.01%
1
– –
MNI
218
DELISTED
The McClatchy Company Class A Common Stock
MNI
$101K ﹤0.01%
13,206
– –
ADVM icon
219
Adverum Biotechnologies
ADVM
$72.6M
$82K ﹤0.01%
2,603
-12,397
-83% -$391K
SN
220
DELISTED
Sanchez Energy Corporation
SN
$65K ﹤0.01%
+241,431
New +$65K
DLPNW
221
DELISTED
Dolphin Entertainment, Inc. Warrant
DLPNW
$26K ﹤0.01%
110,000
– –
SGYP
222
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$12K ﹤0.01%
+100,000
New +$12K
CYHHZ
223
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$1K ﹤0.01%
1,500,000
-3,000,000
-67% -$2K
CELG
224
DELISTED
Celgene Corp
CELG
– –
-11,070
Closed -$991K
DO
225
DELISTED
Diamond Offshore Drilling
DO
– –
0
– –
7 8
9
10 11