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HCM

Highbridge Capital Management Portfolio holdings

AUM $4.11B
1-Year Est. Return 26.03%
This Fund
S&P 500
This Quarter Est. Return
-8.17%
1 Year Est. Return
+26.03%
3 Year Est. Return
+55.81%
5 Year Est. Return
+76.4%
10 Year Est. Return
+190.66%
AUM
$685M
AUM Growth
-$827M
Cap. Flow
-$662M
Cap. Flow %
-96.66%
Top 10 Hldgs %
49.96%
Holding
180
New
13
Increased
6
Reduced
27
Closed
101

Top Buys

Rank Stock Value
1
APLS
Apellis Pharmaceuticals
APLS
+$1.64M
2
NIO icon
NIO
NIO
+$1.37M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$1.35M
4
OKTA icon
Okta
OKTA
+$1.32M
5
PACD
Pacific Drilling S.A. Common Shares
PACD
+$1.15M

Top Sells

Rank Stock Value
1
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
+$28M
2
LINDW
Lindblad Expeditions Holdings Inc. Warrant
LINDW
+$24.6M
3
AHCO icon
AdaptHealth
AHCO
+$20.3M
4
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
+$19.4M
5
ACEL icon
Accel Entertainment
ACEL
+$16.9M

Sector Composition

Rank Sector Weight
1 Miscellaneous 84.64%
2 Materials 5.25%
3 Technology 4.63%
4 Healthcare 2.63%
5 Energy 1.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AABA
151
DELISTED
Altaba Inc
AABA
– –
-4,900
Closed -$340K
AMR
152
DELISTED
Alta Mesa Resources Inc
AMR
– –
-800,000
Closed -$117K
LINDW
153
DELISTED
Lindblad Expeditions Holdings Inc. Warrant
LINDW
– –
-3,559,942
Closed -$24.6M
CIC.WS
154
DELISTED
Capitol Investment Corp. IV
CIC.WS
– –
-429,800
Closed -$585K
ESV
155
DELISTED
Ensco Rowan plc
ESV
– –
-28,700
Closed -$245K
ESV
156
PUT
DELISTED
Ensco Rowan plc
ESV
– –
-25,000
Closed -$213K
BHVN
157
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-25,000
Closed -$1.09M
3 4 5 6
7

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Highbridge Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Highbridge Capital Management held 180 positions worth $685M, down 55% from $1.51B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Highbridge Capital Management withdrew a net $662M in Q3 2019, closing 101 positions and reducing 27 holdings. Its most notable exit was Vivint Smart Home, Inc. Class A Common Stock, an estimated $28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 85% of assets, up from 74% a quarter earlier, followed by Materials and Technology.

Against the trend, Highbridge Capital Management opened a new position in Apellis Pharmaceuticals worth $1.44M.

  • Highbridge Capital Management's largest Q3 2019 buy was Apellis Pharmaceuticals: 59,664 shares worth $1.44M.
  • Highbridge Capital Management added most to Pacific Drilling S.A. Common Shares in Q3 2019, an estimated $1.15M increase.
  • Highbridge Capital Management's biggest Q3 2019 reduction was Parker Drilling Company, cutting an estimated $4.11M.
  • Highbridge Capital Management fully exited Vivint Smart Home, Inc. Class A Common Stock in Q3 2019, selling an estimated $28M.
  • Highbridge Capital Management's ten largest holdings make up 50% of its $685M portfolio in Q3 2019.
  • Highbridge Capital Management opened 13 new positions and closed 101 in Q3 2019.
  • Highbridge Capital Management's portfolio value fell 55% quarter-over-quarter to $685M.

Based on Highbridge Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.