HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
This Quarter Return
+12.41%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$2.29B
AUM Growth
+$670M
Cap. Flow
-$983M
Cap. Flow %
-42.92%
Top 10 Hldgs %
28.27%
Holding
148
New
32
Increased
7
Reduced
4
Closed
19

Top Buys

1
HYMC icon
Hycroft Mining Holding Corp
HYMC
$60.8M
2
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
$31.7M
3
KKR icon
KKR & Co
KKR
$27.5M
4
LCID icon
Lucid Motors
LCID
$26.5M
5
LAZR icon
Luminar Technologies
LAZR
$16.6M

Top Sells

1
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$61.2M
2
NIO icon
NIO
NIO
$25.7M
3
AVGO icon
Broadcom
AVGO
$23.5M
4
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$20.2M
5
HYLN icon
Hyliion Holdings
HYLN
$17.2M

Sector Composition

1 Healthcare 5.66%
2 Materials 3.29%
3 Consumer Discretionary 3.13%
4 Financials 2.95%
5 Industrials 2.11%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MT icon
76
ArcelorMittal
MT
$24.9B
– –
-433,180
Closed -$5.78M
NIO icon
77
NIO
NIO
$14.2B
– –
-1,232,900
Closed -$25.7M
PLX icon
78
Protalix BioTherapeutics
PLX
$128M
– –
-2,414,487
Closed -$9.42M
QS icon
79
QuantumScape
QS
$4.4B
– –
0
– –
RNG icon
80
RingCentral
RNG
$2.74B
– –
-19,000
Closed -$5.14M
SPY icon
81
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
TGTX icon
82
TG Therapeutics
TGTX
$5.03B
– –
-127
Closed -$3K
VATE icon
83
INNOVATE Corp
VATE
$75.5M
– –
0
– –
VSTM icon
84
Verastem
VSTM
$585M
– –
0
– –
W icon
85
Wayfair
W
$10.3B
– –
0
– –
FSR
86
DELISTED
Fisker Inc.
FSR
– –
-122,600
Closed -$1.77M
AEPPZ
87
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-277,597
Closed -$13.6M
TTCF
88
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-326,000
Closed -$8.33M
ONEM
89
DELISTED
1Life Healthcare, Inc. Common Stock
ONEM
– –
-220,000
Closed -$6.27M
MDLA
90
DELISTED
Medallia, Inc.
MDLA
– –
-117,766
Closed -$3.27M
TLGT
91
DELISTED
Teligent, Inc
TLGT
– –
-447,940
Closed -$134K
SNPR.U
92
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
– –
-350,000
Closed -$3.8M
CIIC
93
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
0
– –
SRE.PRA
94
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
-621,338
Closed -$61.2M
UTZ.WS
95
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
– –
0
– -$6.48M
DLPNW
96
DELISTED
Dolphin Entertainment, Inc. Warrant
DLPNW
– –
0
– -$7K
SPAQ.WS
97
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
– –
0
– -$1.38M
FMCIW
98
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
0
– -$4.78M
SHLL.WS
99
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
– –
0
– -$11.6M
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