HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
This Quarter Return
+11.64%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$995M
AUM Growth
+$995M
Cap. Flow
+$50.3M
Cap. Flow %
5.05%
Top 10 Hldgs %
46.77%
Holding
122
New
24
Increased
4
Reduced
4
Closed
14

Top Buys

1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$32.8M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$22.5M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$16.7M
4
COUP
Coupa Software Incorporated
COUP
$11.8M
5
SPLK
Splunk Inc
SPLK
$9.96M

Top Sells

1
DTP
DTE Energy Company 2019 Corporate Units
DTP
$34.2M
2
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$27.6M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$14.7M
4
AGFSW
AgroFresh Solutions, Inc. Warrants
AGFSW
$10.9M
5
QTNT
Quotient Limited Ordinary Shares
QTNT
$9.57M

Sector Composition

1 Technology 5.93%
2 Healthcare 3.86%
3 Utilities 0.99%
4 Materials 0.78%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PACK.WS
51
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
– –
0
– -$602K
ENR.PRA
52
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-105,814
Closed -$7.19M
SWT
53
DELISTED
Stanley Black & Decker, Inc.
SWT
– –
-32,496
Closed -$2.27M
CLVS
54
DELISTED
Clovis Oncology, Inc.
CLVS
– –
0
– –
NEE.PRP
55
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
– –
-627,000
Closed -$27.6M
NKLA
56
DELISTED
Nikola Corporation Common Stock
NKLA
– –
0
– –
XYZ
57
Block, Inc.
XYZ
$46.2B
– –
-41,300
Closed -$2.16M
PENG
58
Penguin Solutions, Inc. Ordinary Shares
PENG
$1.25B
– –
-25,800
Closed -$627K
W icon
59
Wayfair
W
$10.3B
– –
0
– –
VSTM icon
60
Verastem
VSTM
$585M
– –
-1,948,122
Closed -$5.14M
VATE icon
61
INNOVATE Corp
VATE
$75.5M
$0 ﹤0.01%
2
– –
SPY icon
62
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
RNG icon
63
RingCentral
RNG
$2.74B
– –
-12,300
Closed -$2.61M
ADNWW
64
Advent Technologies Holdings Warrant
ADNWW
$10.5K
– –
0
– -$27K
BAND icon
65
Bandwidth Inc
BAND
$463M
– –
-37,766
Closed -$2.54M
CCL icon
66
Carnival Corp
CCL
$42.5B
– –
0
– –
F icon
67
Ford
F
$46.2B
– –
0
– –
OPK icon
68
Opko Health
OPK
$1.1B
– –
-671,347
Closed -$900K
OXY icon
69
Occidental Petroleum
OXY
$45.6B
– –
0
– –
PEGA icon
70
Pegasystems
PEGA
$9.22B
– –
-58,600
Closed -$4.17M
PLUG icon
71
Plug Power
PLUG
$1.72B
– –
-1,037,197
Closed -$3.67M
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