HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
This Quarter Return
+6.17%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$1.62B
AUM Growth
+$1.62B
Cap. Flow
+$209M
Cap. Flow %
12.91%
Top 10 Hldgs %
35.73%
Holding
116
New
18
Increased
10
Reduced
–
Closed
21

Top Buys

1
DHR icon
Danaher
DHR
$36.4M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$26M
3
AVGO icon
Broadcom
AVGO
$23.5M
4
BDX icon
Becton Dickinson
BDX
$23.2M
5
NIO icon
NIO
NIO
$23M

Top Sells

1
COUP
Coupa Software Incorporated
COUP
$11.8M
2
SPLK
Splunk Inc
SPLK
$9.96M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$8.65M
4
OKTA icon
Okta
OKTA
$8.55M
5
ZS icon
Zscaler
ZS
$7.92M

Sector Composition

1 Healthcare 7.34%
2 Consumer Discretionary 3.22%
3 Technology 2.1%
4 Materials 1.03%
5 Financials 0.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CDLX icon
26
Cardlytics
CDLX
$47.4M
$4.13M 0.22%
+58,919
New +$4.13M
ASRT icon
27
Assertio
ASRT
$78M
$4.13M 0.22%
6,158,759
+1,833,577
+42% +$1.23M
SNPR.U
28
DELISTED
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
$3.8M 0.2%
+350,000
New +$3.8M
MDLA
29
DELISTED
Medallia, Inc.
MDLA
$3.27M 0.18%
+117,766
New +$3.27M
OXY.WS icon
30
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$23B
– –
0
– –
TWNKW
31
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
0
– -$4.02M
LRN icon
32
Stride
LRN
$6.97B
$2.65M 0.14%
+97,875
New +$2.65M
FSR
33
DELISTED
Fisker Inc.
FSR
$1.77M 0.1%
+122,600
New +$1.77M
SPAQ.WS
34
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
– –
0
– –
HYMCW
35
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCW
– –
0
– -$651K
GOEVW
36
DELISTED
Canoo Inc. Warrant
GOEVW
– –
0
– –
AMTX icon
37
Aemetis
AMTX
$157M
$224K 0.01%
70,768
– –
TLGT
38
DELISTED
Teligent, Inc
TLGT
$134K 0.01%
+447,940
New +$134K
PANA.WS
39
DELISTED
Panacea Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class
PANA.WS
– –
0
– –
PLTR icon
40
Palantir
PLTR
$367B
$9K ﹤0.01%
+870,468
New +$9K
DLPNW
41
DELISTED
Dolphin Entertainment, Inc. Warrant
DLPNW
– –
0
– -$7K
TGTX icon
42
TG Therapeutics
TGTX
$5.03B
$3K ﹤0.01%
127
– –
ARCH
43
DELISTED
Arch Resources, Inc.
ARCH
– –
-1,731
Closed -$49K
TMUSR
44
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
– –
-7,723,749
Closed -$1.3M
AGFSW
45
DELISTED
AgroFresh Solutions, Inc. Warrants
AGFSW
– –
0
– -$47K
NKLAW
46
DELISTED
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
– –
0
– -$3.15M
GRAF.WS
47
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
– –
0
– -$114K
LVGO
48
DELISTED
Livongo Health, Inc. Common Stock
LVGO
– –
-51,600
Closed -$3.88M
VVNT.WS
49
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
– –
0
– -$2.29M
NSCO.WS
50
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
– –
0
– -$15K
1
2
3 4