HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
This Quarter Return
+11.64%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$995M
AUM Growth
+$995M
Cap. Flow
+$50.3M
Cap. Flow %
5.05%
Top 10 Hldgs %
46.77%
Holding
122
New
24
Increased
4
Reduced
4
Closed
14

Top Buys

1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$32.8M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$22.5M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$16.7M
4
COUP
Coupa Software Incorporated
COUP
$11.8M
5
SPLK
Splunk Inc
SPLK
$9.96M

Top Sells

1
DTP
DTE Energy Company 2019 Corporate Units
DTP
$34.2M
2
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$27.6M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$14.7M
4
AGFSW
AgroFresh Solutions, Inc. Warrants
AGFSW
$10.9M
5
QTNT
Quotient Limited Ordinary Shares
QTNT
$9.57M

Sector Composition

1 Technology 5.93%
2 Healthcare 3.86%
3 Utilities 0.99%
4 Materials 0.78%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTOL icon
26
Bristow Group
VTOL
$1.07B
$2.95M 0.25%
+211,748
New +$2.95M
DHR icon
27
Danaher
DHR
$143B
$2.33M 0.2%
+13,150
New +$2.33M
VVNT.WS
28
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
– –
0
– -$768K
HUBS icon
29
HubSpot
HUBS
$24.9B
$2.15M 0.18%
+9,600
New +$2.15M
NUVA
30
DELISTED
NuVasive, Inc.
NUVA
$1.99M 0.17%
+35,700
New +$1.99M
PD icon
31
PagerDuty
PD
$1.44B
$1.62M 0.14%
+56,700
New +$1.62M
ATI icon
32
ATI
ATI
$10.5B
$1.33M 0.11%
+130,500
New +$1.33M
TMUSR
33
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
$1.3M 0.11%
+7,723,749
New +$1.3M
NIO icon
34
NIO
NIO
$14.2B
$984K 0.08%
+127,407
New +$984K
HYMCW
35
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCW
– –
0
– –
SHLL.WS
36
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
– –
0
– –
SENS icon
37
Senseonics Holdings
SENS
$368M
$390K 0.03%
+1,000,000
New +$390K
FMCIW
38
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
0
– –
GRAF.WS
39
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
– –
0
– -$127K
LVOXW
40
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
– –
0
– –
AMTX icon
41
Aemetis
AMTX
$157M
$56K ﹤0.01%
70,768
– –
ARCH
42
DELISTED
Arch Resources, Inc.
ARCH
$49K ﹤0.01%
1,731
-116,882
-99% -$3.31M
AGFSW
43
DELISTED
AgroFresh Solutions, Inc. Warrants
AGFSW
– –
0
– -$10.9M
NSCO.WS
44
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
– –
0
– -$29K
DLPNW
45
DELISTED
Dolphin Entertainment, Inc. Warrant
DLPNW
– –
0
– -$7K
TGTX icon
46
TG Therapeutics
TGTX
$5.03B
$2K ﹤0.01%
127
– –
NEE.PRO
47
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-311,018
Closed -$14.7M
PACD
48
DELISTED
Pacific Drilling S.A. Common Shares
PACD
– –
-3,000,000
Closed -$1.29M
SAEX
49
DELISTED
SAExploration Holdings, Inc.
SAEX
– –
-295,478
Closed -$304K
LK
50
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
0
– –
1
2
3