HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
This Quarter Return
-3.65%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$901M
AUM Growth
+$901M
Cap. Flow
+$31.8M
Cap. Flow %
3.52%
Top 10 Hldgs %
38.89%
Holding
109
New
17
Increased
3
Reduced
5
Closed
16

Top Buys

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$27.6M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$14.7M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$13.9M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$11.7M
5
PLX icon
Protalix BioTherapeutics
PLX
$11.3M

Top Sells

1
PKD
Parker Drilling Company
PKD
$30.2M
2
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
$28.2M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$15.3M
4
IONS icon
Ionis Pharmaceuticals
IONS
$5.8M
5
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$5.32M

Sector Composition

1 Healthcare 3.9%
2 Technology 1.34%
3 Industrials 0.41%
4 Materials 0.38%
5 Energy 0.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PACK.WS
26
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
– –
-1,160,780
Closed -$1.24M
SAEX
27
DELISTED
SAExploration Holdings, Inc.
SAEX
$304K 0.03%
295,478
-86,287
-23% -$88.8K
GRAF.WS
28
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
– –
-1,487,200
Closed -$595K
AMTX icon
29
Aemetis
AMTX
$157M
$37K ﹤0.01%
70,768
– –
NSCO.WS
30
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
– –
-402,353
Closed -$177K
ADNWW
31
Advent Technologies Holdings Warrant
ADNWW
$10.5K
– –
-500,844
Closed -$155K
DLPNW
32
DELISTED
Dolphin Entertainment, Inc. Warrant
DLPNW
– –
-110,000
Closed -$3K
TGTX icon
33
TG Therapeutics
TGTX
$5.03B
$1K ﹤0.01%
+127
New +$1K
GCVRZ
34
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-3,907,852
Closed -$4.62M
ZIONW
35
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
– –
-1,441,700
Closed -$28.2M
ESTRW
36
DELISTED
Estre Ambiental, Inc
ESTRW
– –
-3,625,000
Closed -$9K
PKD
37
DELISTED
Parker Drilling Company
PKD
– –
-1,341,195
Closed -$30.2M
SPCE.WS
38
DELISTED
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
– –
-1,579,588
Closed -$5.32M
LK
39
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
0
– –
RMG.WS
40
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
– –
-297,473
Closed -$181K
AIG.WS
41
DELISTED
American International Group, Inc.
AIG.WS
– –
-220,000
Closed -$2.26M
CLVS
42
DELISTED
Clovis Oncology, Inc.
CLVS
– –
0
– –
THWWW
43
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
– –
-1,000,865
Closed -$430K
XBI icon
44
SPDR S&P Biotech ETF
XBI
$5.29B
– –
0
– –
W icon
45
Wayfair
W
$10.3B
– –
0
– –
VATE icon
46
INNOVATE Corp
VATE
$75.5M
$0 ﹤0.01%
2
+2
– –
SPY icon
47
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
OXY icon
48
Occidental Petroleum
OXY
$45.6B
– –
0
– –
NIO icon
49
NIO
NIO
$14.2B
– –
0
– –
IONS icon
50
Ionis Pharmaceuticals
IONS
$9.64B
– –
-96,060
Closed -$5.8M
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