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HCM

Highbridge Capital Management Portfolio holdings

AUM $3.09B
1-Year Est. Return 31.19%
This Fund
S&P 500
This Quarter Est. Return
+3.92%
1 Year Est. Return
+31.19%
3 Year Est. Return
+54.53%
5 Year Est. Return
+78.37%
10 Year Est. Return
+191.39%
AUM
$904M
AUM Growth
+$219M
Cap. Flow
-$267M
Cap. Flow %
-29.47%
Top 10 Hldgs %
43.64%
Holding
94
New
9
Increased
9
Reduced
9
Closed
31

Top Buys

Rank Stock Value
1
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$36.4M
2
SWT
Stanley Black & Decker, Inc.
SWT
+$5.79M
3
IONS icon
Ionis Pharmaceuticals
IONS
+$5.72M
4
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
+$3.79M
5
QTNT
Quotient Limited Ordinary Shares
QTNT
+$3.35M

Top Sells

Rank Stock Value
1
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$58.8M
2
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$6.65M
3
BBCP icon
Concrete Pumping Holdings
BBCP
+$3.73M
4
I
INTELSAT S. A.
I
+$2.23M
5
NIHD
NII Holdings, Inc. Common Stock
NIHD
+$2.11M

Sector Composition

Rank Sector Weight
1 Technology 3.34%
2 Healthcare 3.06%
3 Materials 1.49%
4 Communication Services 0%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THWWW
26
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$430K 0.05%
1,000,865
-190,079
-16% -$132K
RMG.WS
27
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$181K 0.02%
297,473
-441,827
-60% -$284K
NSCO.WS
28
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$177K 0.02%
402,353
-27,447
-6% -$15.2K
ADNWW
29
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$155K 0.02%
500,844
-774,570
-61% -$252K
VSTM icon
30
Verastem
VSTM
$510M
$32K ﹤0.01%
+2,017
New +$29K
AGFSW
31
DELISTED
AgroFresh Solutions Inc Warrants
AGFSW
$20K ﹤0.01%
3,425,000
– –
ESTRW
32
DELISTED
Estre Ambiental, Inc
ESTRW
$9K ﹤0.01%
3,625,000
– –
DLPNW
33
DELISTED
Dolphin Entertainment, Inc. Warrant
DLPNW
$3K ﹤0.01%
110,000
– –
AMTX icon
34
Aemetis
AMTX
$106M
$0 ﹤0.01%
70,768
– –
APLS
35
DELISTED
Apellis Pharmaceuticals
APLS
– –
-59,664
Closed -$1.44M
BBCP icon
36
Concrete Pumping Holdings
BBCP
$490M
– –
-938,764
Closed -$3.73M
GEO icon
37
PUT
The GEO Group
GEO
$4.13B
– –
-431,800
Closed -$7.49M
GLD icon
38
PUT
SPDR Gold Trust
GLD
$131B
– –
-200,000
Closed -$27.8M
IWM icon
39
PUT
iShares Russell 2000 ETF
IWM
$79.8B
– –
-150,000
Closed -$22.7M
LSEAW
40
DELISTED
Landsea Homes Corporation Warrant
LSEAW
– –
-970,060
Closed -$310K
NIO icon
41
NIO
NIO
$12.2B
– –
-446,316
Closed -$897K
OKTA icon
42
Okta
OKTA
$24.7B
– –
-10,600
Closed -$1.04M
ACH
43
PUT
Accendra Health
ACH
$237M
– –
-414,700
Closed -$2.41M
PGEN icon
44
PUT
Precigen
PGEN
$2.24B
– –
-13,600
Closed -$78K
SAFE
45
CALL
Safehold
SAFE
$1.16B
– –
-2,301
Closed -$146K
SAFE
46
PUT
Safehold
SAFE
$1.16B
– –
-2,198
Closed -$140K
SENS icon
47
Senseonics Holdings Inc
SENS
$263M
– –
-25,000
Closed -$494K
BEST
48
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
– –
-9,438
Closed -$997K
AVYA
49
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-131,000
Closed -$1.34M
AVYA
50
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-650,000
Closed -$6.65M
1
2
3

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Highbridge Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Highbridge Capital Management held 94 positions worth $904M, up 32% from $685M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Highbridge Capital Management withdrew a net $267M in Q4 2019, closing 31 positions and reducing 9 holdings. Its most notable exit was Avaya Holdings Corp. Common Stock, an estimated $6.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Materials.

Against the trend, Highbridge Capital Management opened a new position in DTE Energy Company 2019 Corporate Units worth $37.3M.

  • Highbridge Capital Management's largest Q4 2019 buy was DTE Energy Company 2019 Corporate Units: 726,000 shares worth $37.3M.
  • Highbridge Capital Management added most to Quotient Limited Ordinary Shares in Q4 2019, an estimated $3.35M increase.
  • Highbridge Capital Management's biggest Q4 2019 reduction was Zions Bancorporation N.A. Warrants, cutting an estimated $58.8M.
  • Highbridge Capital Management fully exited Avaya Holdings Corp. Common Stock in Q4 2019, selling an estimated $6.65M.
  • Highbridge Capital Management's ten largest holdings make up 44% of its $904M portfolio in Q4 2019.
  • Highbridge Capital Management opened 9 new positions and closed 31 in Q4 2019.
  • Highbridge Capital Management's portfolio value rose 32% quarter-over-quarter to $904M.

Based on Highbridge Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.