HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
1-Year Return 13.79%
This Quarter Return
+2.99%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$699M
AUM Growth
+$205M
Cap. Flow
-$332M
Cap. Flow %
-47.58%
Top 10 Hldgs %
45.99%
Holding
96
New
6
Increased
6
Reduced
8
Closed
21

Top Buys

1
DTP
DTE Energy Company 2019 Corporate Units
DTP
$37.3M
2
SWT
Stanley Black & Decker, Inc.
SWT
$5.97M
3
IONS icon
Ionis Pharmaceuticals
IONS
$5.8M
4
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$5.32M
5
QTNT
Quotient Limited Ordinary Shares
QTNT
$3.84M

Top Sells

1
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
$71.4M
2
AVYA
Avaya Holdings Corp. Common Stock
AVYA
$6.65M
3
BBCP icon
Concrete Pumping Holdings
BBCP
$3.73M
4
I
INTELSAT S. A.
I
$2.23M
5
NIHD
NII Holdings, Inc. Common Stock
NIHD
$2.11M

Sector Composition

1 Technology 4.32%
2 Healthcare 3.96%
3 Materials 1.93%
4 Communication Services 0%
5 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
APLS icon
26
Apellis Pharmaceuticals
APLS
$3.62B
– –
-59,664
Closed -$1.44M
ASH icon
27
Ashland
ASH
$2.48B
– –
0
– –
BBCP icon
28
Concrete Pumping Holdings
BBCP
$354M
– –
-938,764
Closed -$3.73M
GE icon
29
GE Aerospace
GE
$299B
– –
0
– –
GEO icon
30
The GEO Group
GEO
$2.99B
– –
0
– –
GLD icon
31
SPDR Gold Trust
GLD
$110B
– –
0
– –
IWM icon
32
iShares Russell 2000 ETF
IWM
$67.4B
– –
0
– –
LSEAW
33
DELISTED
Landsea Homes Corporation Warrant
LSEAW
– –
-970,060
Closed -$310K
NIO icon
34
NIO
NIO
$13.8B
– –
-446,316
Closed -$696K
OKTA icon
35
Okta
OKTA
$15.8B
– –
-10,600
Closed -$1.04M
OMI icon
36
Owens & Minor
OMI
$417M
– –
0
– –
PGEN icon
37
Precigen
PGEN
$1.36B
– –
0
– –
PHM icon
38
Pultegroup
PHM
$27.2B
– –
0
– –
SAFE
39
Safehold
SAFE
$1.14B
– –
0
– –
SENS icon
40
Senseonics Holdings
SENS
$365M
– –
-500,000
Closed -$494K
SPY icon
41
SPDR S&P 500 ETF Trust
SPY
$662B
– –
0
– –
XBI icon
42
SPDR S&P Biotech ETF
XBI
$5.28B
– –
0
– –
BEST
43
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
– –
-9,438
Closed -$997K
AVYA
44
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-650,000
Closed -$6.65M
LCI
45
DELISTED
Lannett Company, Inc.
LCI
– –
0
– –
CLVS
46
DELISTED
Clovis Oncology, Inc.
CLVS
– –
0
– –
NH
47
DELISTED
NantHealth, Inc
NH
– –
-14,260
Closed -$153K
SAIL
48
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-63,400
Closed -$1.19M
TBIO
49
DELISTED
Translate Bio, Inc. Common Stock
TBIO
– –
-166,640
Closed -$1.65M
SPAQ.WS
50
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
– –
-994,300
Closed -$597K
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