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HCM

Highbridge Capital Management Portfolio holdings

AUM $3.09B
1-Year Est. Return 31.19%
This Fund
S&P 500
This Quarter Est. Return
-8.17%
1 Year Est. Return
+31.19%
3 Year Est. Return
+54.53%
5 Year Est. Return
+78.37%
10 Year Est. Return
+191.39%
AUM
$685M
AUM Growth
-$827M
Cap. Flow
-$1.01B
Cap. Flow %
-147.26%
Top 10 Hldgs %
49.96%
Holding
180
New
13
Increased
6
Reduced
27
Closed
101

Top Buys

Rank Stock Value
1
APLS
Apellis Pharmaceuticals
APLS
+$1.64M
2
NIO icon
NIO
NIO
+$1.37M
3
SAIL
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
+$1.35M
4
OKTA icon
Okta
OKTA
+$1.32M
5
PACD
Pacific Drilling S.A. Common Shares
PACD
+$1.15M

Top Sells

Rank Stock Value
1
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
+$28M
2
LINDW
Lindblad Expeditions Holdings Inc. Warrant
LINDW
+$24.6M
3
AHCO icon
AdaptHealth
AHCO
+$20.3M
4
PAYA
Paya Holdings Inc. Class A Common Stock
PAYA
+$19.4M
5
ACEL icon
Accel Entertainment
ACEL
+$16.9M

Sector Composition

Rank Sector Weight
1 Materials 5.25%
2 Technology 4.63%
3 Healthcare 2.63%
4 Industrials 0.69%
5 Communication Services 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKTA icon
26
Okta
OKTA
$24.7B
$1.04M 0.15%
+10,600
New +$1.32M
OPK icon
27
Opko Health
OPK
$985M
$1.04M 0.15%
497,123
+23,925
+5% +$48.9K
THWWW
28
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
$1.01M 0.15%
1,190,944
– –
BEST
29
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$997K 0.15%
+9,438
New +$943K
STNLW
30
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$989K 0.14%
2,996,000
– –
PACK.WS
31
DELISTED
One Madison Corporation Warrants, each whole warrant is exercisable for one Class A Common Stock at
PACK.WS
$786K 0.11%
1,355,000
– –
DFBHW
32
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$770K 0.11%
663,536
-3,130
-0.5% -$4.47K
SAEX
33
DELISTED
SAExploration Holdings, Inc.
SAEX
$706K 0.1%
381,765
+114,594
+43% +$303K
NIO icon
34
NIO
NIO
$12.2B
$696K 0.1%
+446,316
New +$1.37M
NFC.WS
35
DELISTED
New Frontier Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at
NFC.WS
$634K 0.09%
633,564
-166,436
-21% -$175K
GRAF.WS
36
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$619K 0.09%
1,586,700
-413,300
-21% -$161K
SPAQ.WS
37
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$597K 0.09%
994,300
-4,300
-0.4% -$3.21K
RMG.WS
38
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$517K 0.08%
739,300
-53,000
-7% -$42.5K
SENS icon
39
Senseonics Holdings Inc
SENS
$263M
$494K 0.07%
+25,000
New +$606K
NVLN
40
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$421K 0.06%
581,042
-337,300
-37% -$244K
ADNWW
41
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$383K 0.06%
1,275,414
-4,150
-0.3% -$1.34K
SHLL.WS
42
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
$363K 0.05%
725,800
-149,200
-17% -$91.8K
NSCO.WS
43
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$348K 0.05%
+429,800
New +$369K
LSEAW
44
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$310K 0.05%
970,060
-29,940
-3% -$9.64K
NIO icon
45
PUT
NIO
NIO
$12.2B
$301K 0.04%
+193,000
New +$590K
NH
46
DELISTED
NantHealth, Inc
NH
$153K 0.02%
14,260
-27,671
-66% -$246K
SAFE
47
CALL
Safehold
SAFE
$1.16B
$146K 0.02%
2,301
-20,544
-90% -$1.29M
NEBUW
48
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$145K 0.02%
369,493
-63,840
-15% -$64.9K
SAFE
49
PUT
Safehold
SAFE
$1.16B
$140K 0.02%
2,198
– –
PGEN icon
50
PUT
Precigen
PGEN
$2.24B
$78K 0.01%
13,600
-75,400
-85% -$512K
1
2
3 4 5

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Highbridge Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Highbridge Capital Management held 180 positions worth $685M, down 55% from $1.51B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Highbridge Capital Management withdrew a net $1.01B in Q3 2019, closing 101 positions and reducing 27 holdings. Its most notable exit was Vivint Smart Home, Inc. Class A Common Stock, an estimated $28M position sold in full.

By sector, the portfolio is most concentrated in Materials at 5.3% of assets, up from 4.9% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Highbridge Capital Management opened a new position in Apellis Pharmaceuticals worth $1.44M.

  • Highbridge Capital Management's largest Q3 2019 buy was Apellis Pharmaceuticals: 59,664 shares worth $1.44M.
  • Highbridge Capital Management added most to Pacific Drilling S.A. Common Shares in Q3 2019, an estimated $1.15M increase.
  • Highbridge Capital Management's biggest Q3 2019 reduction was Parker Drilling Company, cutting an estimated $4.11M.
  • Highbridge Capital Management fully exited Vivint Smart Home, Inc. Class A Common Stock in Q3 2019, selling an estimated $28M.
  • Highbridge Capital Management's ten largest holdings make up 50% of its $685M portfolio in Q3 2019.
  • Highbridge Capital Management opened 13 new positions and closed 101 in Q3 2019.
  • Highbridge Capital Management's portfolio value fell 55% quarter-over-quarter to $685M.

Based on Highbridge Capital Management's 13F filing for Q3 2019, filed 14 Nov 2019.