HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
1-Year Return 13.79%
This Quarter Return
-4.27%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$2.2B
AUM Growth
-$844M
Cap. Flow
-$1.59B
Cap. Flow %
-72.39%
Top 10 Hldgs %
20.82%
Holding
547
New
100
Increased
48
Reduced
51
Closed
224

Top Buys

1
AMR icon
Alpha Metallurgical Resources
AMR
$56.4M
2
CCI icon
Crown Castle
CCI
$29.3M
3
GDDY icon
GoDaddy
GDDY
$28.9M
4
FSR
Fisker Inc.
FSR
$28.8M
5
PACD
Pacific Drilling S.A. Common Shares
PACD
$26.8M

Top Sells

1
NXPI icon
NXP Semiconductors
NXPI
$31.8M
2
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$30.4M
3
CCC.U
Churchill Capital Corp
CCC.U
$26.4M
4
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$25.7M
5
AET
Aetna Inc
AET
$24.3M

Sector Composition

1 Consumer Discretionary 11.31%
2 Industrials 8.37%
3 Technology 7.36%
4 Materials 5.14%
5 Communication Services 4.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPLK
301
DELISTED
Splunk Inc
SPLK
– –
-58,600
Closed -$7.09M
VST.WS.A
302
DELISTED
Vistra Corp.Warrants to purchase Common Stock (Expiring February 2, 2024)
VST.WS.A
– –
-1,406,131
Closed -$2.07M
PACW
303
DELISTED
PacWest Bancorp
PACW
– –
-123,000
Closed -$5.86M
VNTR
304
DELISTED
Venator Materials PLC
VNTR
– –
-100,000
Closed -$900K
FRC
305
DELISTED
First Republic Bank
FRC
– –
-17,435
Closed -$1.67M
STRDW
306
DELISTED
Sitio Royalties Corp. Warrant
STRDW
– –
-13,900
Closed -$24K
PTE
307
DELISTED
PolarityTE, Inc. Common Stock
PTE
– –
-1,400
Closed -$669K
CONE
308
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-35,000
Closed -$2.22M
QTS
309
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-99,033
Closed -$4.23M
BPYU
310
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-118,337
Closed -$2.48M
ALXN
311
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-9,920
Closed -$1.38M
SINA
312
DELISTED
Sina Corp
SINA
– –
0
– –
CXO
313
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-5,137
Closed -$785K
PE
314
DELISTED
PARSLEY ENERGY INC
PE
– –
-56,828
Closed -$1.66M
TIF
315
DELISTED
Tiffany & Co.
TIF
– –
-65,000
Closed -$8.38M
HUD
316
DELISTED
Hudson Ltd. Class A Common Shares
HUD
– –
-136,795
Closed -$3.09M
SPAQ.U
317
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
– –
-3,000,000
Closed -$30.4M
ETFC
318
DELISTED
E*Trade Financial Corporation
ETFC
– –
-52,000
Closed -$2.72M
FG.WS
319
DELISTED
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
– –
-4,554,800
Closed -$8.93M
AKRX
320
DELISTED
Akorn, Inc.
AKRX
– –
-30,000
Closed -$389K
AGN
321
DELISTED
Allergan plc
AGN
– –
-14,055
Closed -$2.68M
RTN
322
DELISTED
Raytheon Company
RTN
– –
-11,906
Closed -$2.46M
S
323
DELISTED
Sprint Corporation
S
– –
-350,000
Closed -$2.29M
AKS
324
DELISTED
AK Steel Holding Corp.
AKS
– –
-164,873
Closed -$808K
DERM
325
DELISTED
Dermira, Inc.
DERM
– –
0
– –
11 12
13
14 15