HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
1-Year Return 13.79%
This Quarter Return
+1.19%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$3.04B
AUM Growth
-$334M
Cap. Flow
-$1.39B
Cap. Flow %
-45.79%
Top 10 Hldgs %
16.61%
Holding
828
New
162
Increased
76
Reduced
87
Closed
316

Top Buys

1
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$30.4M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$27.5M
3
CCC.U
Churchill Capital Corp
CCC.U
$26.4M
4
AMZN icon
Amazon
AMZN
$25.3M
5
MSFT icon
Microsoft
MSFT
$24.4M

Top Sells

1
MGY icon
Magnolia Oil & Gas
MGY
$30.5M
2
KNX icon
Knight Transportation
KNX
$22.1M
3
FPAC.U
Far Point Acquisition Corporation Units, each consisting of one share of Class A common stock, $0.00
FPAC.U
$20.4M
4
DFBHU
DFB Healthcare Acquisitions Corp. Unit
DFBHU
$20.3M
5
GSAH.U
GS Acquisition Holdings Corp. Units, each consisting of one share of Class A common stock and one-th
GSAH.U
$17.4M

Sector Composition

1 Financials 11.42%
2 Technology 8.56%
3 Consumer Discretionary 7.72%
4 Industrials 6.94%
5 Healthcare 5.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EAGLW
301
DELISTED
Platinum Eagle Acquisition Corp. Warrant
EAGLW
$650K 0.02%
+500,000
New +$650K
BNTC icon
302
Benitec Biopharma
BNTC
$365M
$647K 0.02%
1,071
-1,952
-65% -$1.18M
CIC.WS
303
DELISTED
Capitol Investment Corp. IV
CIC.WS
$641K 0.02%
+433,183
New +$641K
UMC icon
304
United Microelectronic
UMC
$17.1B
$640K 0.02%
+247,998
New +$640K
GTYHW
305
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
$616K 0.01%
492,666
– –
VTIQW
306
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$598K 0.01%
980,700
-19,300
-2% -$11.8K
RRC icon
307
Range Resources
RRC
$8.27B
$595K 0.01%
35,000
-12,200
-26% -$207K
APA icon
308
APA Corp
APA
$8.14B
$593K 0.01%
+12,442
New +$593K
PFG icon
309
Principal Financial Group
PFG
$17.8B
$585K 0.01%
+9,980
New +$585K
NFC.WS
310
DELISTED
New Frontier Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at
NFC.WS
$570K 0.01%
+499,890
New +$570K
NEBUW
311
DELISTED
Nebula Acquisition Corporation Warrant
NEBUW
$564K 0.01%
+433,333
New +$564K
FDC
312
DELISTED
First Data Corporation
FDC
$564K 0.01%
23,062
+12,049
+109% +$295K
WDAY icon
313
Workday
WDAY
$61.7B
$551K 0.01%
+3,775
New +$551K
X
314
DELISTED
US Steel
X
$543K 0.01%
17,800
-3,800
-18% -$116K
SBGI icon
315
Sinclair Inc
SBGI
$964M
$539K 0.01%
19,000
-5,567
-23% -$158K
TMDI
316
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$510K 0.01%
+239,500
New +$510K
AUY
317
DELISTED
Yamana Gold, Inc.
AUY
$436K 0.01%
175,000
+20,000
+13% +$49.8K
AGFSW
318
DELISTED
AgroFresh Solutions, Inc. Warrants
AGFSW
$402K 0.01%
+2,060,500
New +$402K
TPC
319
Tutor Perini Corporation
TPC
$3.3B
$399K 0.01%
21,200
-3,000
-12% -$56.5K
AKRX
320
DELISTED
Akorn, Inc.
AKRX
$389K 0.01%
30,000
-214,020
-88% -$2.78M
AMWD icon
321
American Woodmark
AMWD
$997M
$374K 0.01%
+4,771
New +$374K
LCAHW
322
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
$344K 0.01%
300,000
-1,100,000
-79% -$1.26M
ENTO
323
Entero Therapeutics
ENTO
$4.29M
$338K 0.01%
1
-1
-50% -$338K
IMXIW
324
DELISTED
International Money Expresss, Inc. Warrant
IMXIW
$328K 0.01%
+140,000
New +$328K
MBIN icon
325
Merchants Bancorp
MBIN
$1.51B
$326K 0.01%
+19,236
New +$326K
11 12
13
14 15