HCM

Highbridge Capital Management Portfolio holdings

AUM $1.94B
1-Year Return 13.79%
This Quarter Return
+1.19%
1 Year Return
+13.79%
3 Year Return
+28.57%
5 Year Return
+61.78%
10 Year Return
+80.04%
AUM
$3.04B
AUM Growth
-$334M
Cap. Flow
-$1.39B
Cap. Flow %
-45.79%
Top 10 Hldgs %
16.61%
Holding
828
New
162
Increased
76
Reduced
87
Closed
316

Top Buys

1
SPAQ.U
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$30.4M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$27.5M
3
CCC.U
Churchill Capital Corp
CCC.U
$26.4M
4
AMZN icon
Amazon
AMZN
$25.3M
5
MSFT icon
Microsoft
MSFT
$24.4M

Top Sells

1
MGY icon
Magnolia Oil & Gas
MGY
$30.5M
2
KNX icon
Knight Transportation
KNX
$22.1M
3
FPAC.U
Far Point Acquisition Corporation Units, each consisting of one share of Class A common stock, $0.00
FPAC.U
$20.4M
4
DFBHU
DFB Healthcare Acquisitions Corp. Unit
DFBHU
$20.3M
5
GSAH.U
GS Acquisition Holdings Corp. Units, each consisting of one share of Class A common stock and one-th
GSAH.U
$17.4M

Sector Composition

1 Financials 11.42%
2 Technology 8.56%
3 Consumer Discretionary 7.72%
4 Industrials 6.94%
5 Healthcare 5.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FSACW
276
DELISTED
Federal Street Acquisition Corp. Warrant
FSACW
$1.02M 0.02%
700,000
-300,000
-30% -$435K
SAEX
277
DELISTED
SAExploration Holdings, Inc.
SAEX
$1M 0.02%
97,065
+58,280
+150% +$600K
AMD icon
278
Advanced Micro Devices
AMD
$245B
$994K 0.02%
32,173
-83,845
-72% -$2.59M
CELG
279
DELISTED
Celgene Corp
CELG
$991K 0.02%
11,070
-114,759
-91% -$10.3M
DFBHW
280
DELISTED
DFB Healthcare Acquisitions Corp. Warrant
DFBHW
$986K 0.02%
+666,666
New +$986K
BBBY
281
DELISTED
Bed Bath & Beyond Inc
BBBY
$975K 0.02%
65,000
-143,738
-69% -$2.16M
FNSR
282
DELISTED
Finisar Corp
FNSR
$972K 0.02%
51,000
-84,813
-62% -$1.62M
CVX icon
283
Chevron
CVX
$310B
$961K 0.02%
+7,857
New +$961K
GSAH.WS
284
DELISTED
GS Acquisition Holdings Corp Warrants, each whole warrant exercisable for one share of Class A Commo
GSAH.WS
$921K 0.02%
+566,666
New +$921K
ADVM icon
285
Adverum Biotechnologies
ADVM
$73.9M
$908K 0.02%
15,000
-151,199
-91% -$9.15M
VNTR
286
DELISTED
Venator Materials PLC
VNTR
$900K 0.02%
100,000
-852,420
-90% -$7.67M
LVS icon
287
Las Vegas Sands
LVS
$36.9B
$890K 0.02%
+15,000
New +$890K
INTU icon
288
Intuit
INTU
$188B
$874K 0.02%
+3,843
New +$874K
LX
289
LexinFintech Holdings
LX
$1.02B
$854K 0.02%
+86,000
New +$854K
FMCIW
290
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$848K 0.02%
+1,500,000
New +$848K
IPOA.WS
291
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
$840K 0.02%
792,817
-32,183
-4% -$34.1K
AKS
292
DELISTED
AK Steel Holding Corp.
AKS
$808K 0.02%
164,873
-604,849
-79% -$2.96M
PM icon
293
Philip Morris
PM
$251B
$791K 0.02%
9,705
+7,037
+264% +$574K
VXX
294
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$791K 0.02%
+29,660
New +$791K
CXO
295
DELISTED
CONCHO RESOURCES INC.
CXO
$785K 0.02%
+5,137
New +$785K
SPGI icon
296
S&P Global
SPGI
$164B
$769K 0.02%
+3,937
New +$769K
SCHW icon
297
Charles Schwab
SCHW
$167B
$738K 0.02%
+15,023
New +$738K
BFH icon
298
Bread Financial
BFH
$3.09B
$716K 0.02%
+3,798
New +$716K
VTR icon
299
Ventas
VTR
$30.9B
$699K 0.02%
+12,849
New +$699K
PTE
300
DELISTED
PolarityTE, Inc. Common Stock
PTE
$669K 0.02%
1,400
-1,400
-50% -$669K
10 11
12
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