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HA

Heartland Advisors Portfolio holdings

AUM $1.96B
1-Year Est. Return 28.26%
This Fund
S&P 500
This Quarter Est. Return
+13.45%
1 Year Est. Return
+28.26%
3 Year Est. Return
+63.4%
5 Year Est. Return
+94.71%
10 Year Est. Return
+422.04%
AUM
$1.81B
AUM Growth
+$67.8M
Cap. Flow
-$109M
Cap. Flow %
-6.01%
Top 10 Hldgs %
14.96%
Holding
226
New
28
Increased
78
Reduced
74
Closed
27

Top Buys

Rank Stock Value
1
RDN icon
Radian Group
RDN
+$15.6M
2
AES icon
AES
AES
+$12.3M
3
WWW icon
Wolverine World Wide
WWW
+$10.5M
4
SMTC icon
Semtech
SMTC
+$9.77M
5
ETR icon
Entergy
ETR
+$9.56M

Top Sells

Rank Stock Value
1
MDU icon
MDU Resources
MDU
+$32.1M
2
WCIC
WCI Communities, Inc.
WCIC
+$23.7M
3
TIVO
Tivo Inc
TIVO
+$15.8M
4
FRED
Fred's Inc
FRED
+$14.2M
5
POR icon
Portland General Electric
POR
+$12.7M

Sector Composition

Rank Sector Weight
1 Industrials 21.39%
2 Financials 21.31%
3 Technology 9.55%
4 Consumer Discretionary 7.98%
5 Healthcare 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIFI
101
DELISTED
Gulf Island Fabrication
GIFI
$8.63M 0.48%
725,000
+25,000
+4% +$271K
ONB icon
102
Old National Bancorp
ONB
$10.1B
$8.49M 0.47%
467,922
-127,703
-21% -$2.05M
HWC icon
103
Hancock Whitney
HWC
$6.07B
$8.42M 0.47%
+195,447
New +$7.43M
MLNX
104
DELISTED
Mellanox Technologies, Ltd.
MLNX
$8.18M 0.45%
+200,000
New +$8.47M
PLAB icon
105
Photronics
PLAB
$1.76B
$8.12M 0.45%
718,371
-3,566
-0.5% -$37.4K
STFC
106
DELISTED
State Auto Financial Corp
STFC
$8.04M 0.44%
300,000
– –
NCIT
107
DELISTED
NCI, Inc.
NCIT
$8M 0.44%
573,297
– –
PFE icon
108
Pfizer
PFE
$141B
$7.67M 0.42%
248,920
+32,225
+15% +$984K
MGPI icon
109
MGP Ingredients
MGPI
$384M
$7.5M 0.41%
150,000
-100,000
-40% -$4.44M
NPKI
110
NPK International
NPKI
$1.19B
$7.45M 0.41%
993,804
-5,622
-0.6% -$40.8K
ADTN icon
111
Adtran
ADTN
$769M
$7.39M 0.41%
330,749
-1,618
-0.5% -$32.7K
ORCL icon
112
Oracle
ORCL
$345B
$7.39M 0.41%
192,155
+10,530
+6% +$412K
OSK icon
113
Oshkosh
OSK
$9.66B
$7.37M 0.41%
114,130
-90,098
-44% -$5.58M
RHP icon
114
Ryman Hospitality Properties
RHP
$8.52B
$7.3M 0.4%
+115,910
New +$6.43M
SFE
115
DELISTED
Safeguard Scientifics, Inc.
SFE
$7.23M 0.4%
537,398
+137,398
+34% +$1.69M
EVTC icon
116
Evertec
EVTC
$1.88B
$7.1M 0.39%
400,000
+100,000
+33% +$1.66M
AGX icon
117
Argan
AGX
$7.61B
$7.05M 0.39%
100,000
-200,000
-67% -$12.5M
BW icon
118
Babcock & Wilcox
BW
$1.4B
$7.01M 0.39%
42,260
+32,260
+323% +$5.14M
RCMT icon
119
RCM Technologies
RCMT
$198M
$7M 0.39%
1,100,000
– –
DGICA icon
120
Donegal Group Class A
DGICA
$701M
$6.72M 0.37%
384,719
+84,719
+28% +$1.37M
PESI icon
121
Perma-Fix Environmental Services
PESI
$332M
$6.6M 0.36%
1,691,984
+118,652
+8% +$500K
PCBK
122
DELISTED
Pacific Continental Corp
PCBK
$6.55M 0.36%
300,000
-434,893
-59% -$8.15M
STRR
123
Star Equity Holdings
STRR
$40.6M
$6.48M 0.36%
476,729
+78,386
+20% +$1.16M
TRNS icon
124
Transcat
TRNS
$805M
$6.48M 0.36%
600,000
– –
DF
125
DELISTED
Dean Foods Company
DF
$6.46M 0.36%
+296,793
New +$5.64M
3 4
5
6 7

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TCM
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WPC
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Heartland Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Heartland Advisors held 226 positions worth $1.81B, up 3.9% from $1.74B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Heartland Advisors withdrew a net $109M in Q4 2016, closing 27 positions and reducing 74 holdings. Its most notable exit was WCI Communities, Inc., an estimated $23.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 21% of assets, down from 23% a quarter earlier, followed by Financials and Technology.

Against the trend, Heartland Advisors opened a new position in Radian Group worth $18.6M.

  • Heartland Advisors's largest Q4 2016 buy was Radian Group: 1,037,000 shares worth $18.6M.
  • Heartland Advisors added most to AES in Q4 2016, an estimated $12.3M increase.
  • Heartland Advisors's biggest Q4 2016 reduction was MDU Resources, cutting an estimated $32.1M.
  • Heartland Advisors fully exited WCI Communities, Inc. in Q4 2016, selling an estimated $23.7M.
  • Heartland Advisors's ten largest holdings make up 15% of its $1.81B portfolio in Q4 2016.
  • Heartland Advisors opened 28 new positions and closed 27 in Q4 2016.
  • Heartland Advisors's portfolio value rose 3.9% quarter-over-quarter to $1.81B.

Based on Heartland Advisors's 13F filing for Q4 2016, filed 31 Jan 2017.