Heartland Advisors’s Safeguard Scientifics, Inc. SFE Stock Holding History

Heartland Advisors’s Portfolio SFE Stock Details SFE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-300,000	Closed	-$3.84M	–	210
2018 Q2	$3.84M	Hold	300,000	–	–	0.25%	148
2018 Q1	$3.67M	Sell	300,000 -36,098	-11%	-$439K	0.25%	155
2017 Q4	$3.76M	Hold	336,098	–	–	0.24%	147
2017 Q3	$4.49M	Hold	336,098	–	–	0.29%	140
2017 Q2	$4M	Hold	336,098	–	–	0.26%	144
2017 Q1	$4.27M	Sell	336,098 -201,300	-37%	-$2.54M	0.26%	147
2016 Q4	$7.23M	Buy	537,398 +137,398	+34%	+$1.69M	0.4%	115
2016 Q3	$5.18M	Hold	400,000	–	–	0.3%	126
2016 Q2	$5M	Buy	400,000 +50,000	+14%	+$671K	0.28%	137
2016 Q1	$4.64M	Buy	350,000 +50,000	+17%	+$629K	0.24%	135
2015 Q4	$4.35M	Buy	+300,000	New	+$4.84M	0.17%	147

Other funds holding SFE

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Heartland Advisors's SFE Position: Q3 2018 in Review

Heartland Advisors sold out of Safeguard Scientifics, Inc. (SFE) in Q3 2018, closing a stake of 300,000 shares — an estimated $3.84M sold.

Heartland Advisors first reported a position in SFE in Q4 2015 and held it in 11 quarters. The position peaked at $7.23M in Q4 2016. 86 funds tracked by Wall St. Rank hold SFE as of Q3 2018.

Heartland Advisors reported no remaining Safeguard Scientifics, Inc. position as of Q3 2018 after selling out during the quarter.
Heartland Advisors sold 300,000 Safeguard Scientifics, Inc. shares in Q3 2018, an estimated $3.84M.
Heartland Advisors first reported a position in Safeguard Scientifics, Inc. in Q4 2015 and held it in 11 quarters.
Heartland Advisors's Safeguard Scientifics, Inc. position peaked at $7.23M in Q4 2016.
86 funds tracked by Wall St. Rank held Safeguard Scientifics, Inc. as of Q3 2018.

Based on Heartland Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.