Gupta Wealth Management’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Gupta Wealth Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$14K	Buy	+2,333	New	+$14.5K	﹤0.01%	784
2015 Q4	–	Sell	-1,971	Closed	-$15K	–	1348
2015 Q3	$15K	Buy	+1,971	New	+$16.6K	﹤0.01%	791
2015 Q2	–	Sell	-307	Closed	-$2K	–	1317
2015 Q1	$2K	Buy	+307	New	+$2.3K	﹤0.01%	1030

Other funds holding SMFG

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

NMC

Nine Masts Capital Central, Hong Kong $995M AUM 22.79% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $9.24B AUM 21.27% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Gupta Wealth Management's SMFG Position: Q1 2016 in Review

Gupta Wealth Management opened a new position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q1 2016: 2,333 shares worth $14K. The stake represents ﹤0.01% of the portfolio and ranks #784 among its holdings. This is a return to the name: Gupta Wealth Management previously reported a position in SMFG as recently as Q3 2015.

Gupta Wealth Management first reported a position in SMFG in Q1 2015 and has held it in 3 quarters since. The position peaked at $15K in Q3 2015. 178 funds tracked by Wall St. Rank hold SMFG as of Q1 2016.

Gupta Wealth Management held 2,333 shares of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) worth $14K as of Q1 2016.
Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) was a new Gupta Wealth Management position in Q1 2016.
Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) made up ﹤0.01% of Gupta Wealth Management's portfolio in Q1 2016, its #784 holding.
Gupta Wealth Management first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q1 2015 and has held it in 3 quarters since.
Gupta Wealth Management's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $15K in Q3 2015.
178 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q1 2016.

Based on Gupta Wealth Management's 13F filing for Q1 2016, filed 16 May 2016.