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Griffith & Werner’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Griffith & Werner’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-11,392
Closed -$218K – 71
2025
Q3 		$218K Buy
+11,392
New +$216K 0.11% 68
2025
Q1 		$206K Buy
11,029
+89
+0.8% +$1.66K 0.13% 65
2024
Q4 		$204K Buy
+10,940
New +$205K 0.13% 67

Other funds holding PREF

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
IA
IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
PC
Permanens Capital New York $776M AUM 30.08% 1-Year Est. Return

Griffith & Werner's PREF Position: Q4 2025 in Review

Griffith & Werner sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q4 2025, closing a stake of 11,392 shares — an estimated $218K sold.

Griffith & Werner first reported a position in PREF in Q4 2024 and held it in 3 quarters. The position peaked at $218K in Q3 2025. 133 funds tracked by Wall St. Rank hold PREF as of Q4 2025.

  • Griffith & Werner reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q4 2025 after selling out during the quarter.
  • Griffith & Werner sold 11,392 Principal Spectrum Preferred Securities Active ETF shares in Q4 2025, an estimated $218K.
  • Griffith & Werner first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2024 and held it in 3 quarters.
  • Griffith & Werner's Principal Spectrum Preferred Securities Active ETF position peaked at $218K in Q3 2025.
  • 133 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q4 2025.

Based on Griffith & Werner's 13F filing for Q4 2025, filed 13 Feb 2026.