Griffin Asset Management’s PhenixFIN PFX Stock Holding History

Griffin Asset Management’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-20	Closed	-$1K	–	407
2019 Q2	$1K	Buy	+20	New	+$1.17K	﹤0.01%	549

Other funds holding PFX

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

FrontFour Capital Group Greenwich, Connecticut $26.5M AUM 17.69% 1-Year Est. Return

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

Roumell Asset Management Chevy Chase, Maryland $53.3M AUM 8.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Bank of Montreal

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Griffin Asset Management's PFX Position: Q3 2019 in Review

Griffin Asset Management sold out of PhenixFIN (PFX) in Q3 2019, closing a stake of 20 shares — an estimated $1K sold.

Griffin Asset Management first reported a position in PFX in Q2 2019 and held it in 1 quarter. The position peaked at $1K in Q2 2019. 56 funds tracked by Wall St. Rank hold PFX as of Q3 2019.

Griffin Asset Management reported no remaining PhenixFIN position as of Q3 2019 after selling out during the quarter.
Griffin Asset Management sold 20 PhenixFIN shares in Q3 2019, an estimated $1K.
Griffin Asset Management first reported a position in PhenixFIN in Q2 2019 and held it in 1 quarter.
Griffin Asset Management's PhenixFIN position peaked at $1K in Q2 2019.
56 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2019.

Based on Griffin Asset Management's 13F filing for Q3 2019, filed 5 Nov 2019.