Greenwich Investment Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Greenwich Investment Management’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-15,150	Closed	-$299K	–	62
2019 Q3	$299K	Sell	15,150 -3,850	-20%	-$75.5K	0.32%	43
2019 Q2	$368K	Buy	19,000 +4,713	+33%	+$90.6K	0.36%	43
2019 Q1	$272K	Hold	14,287	–	–	0.29%	49
2018 Q4	$256K	Sell	14,287 -13,253	-48%	-$246K	0.31%	49
2018 Q3	$526K	Sell	27,540 -13,358	-33%	-$256K	0.56%	38
2018 Q2	$780K	Buy	40,898 +8,133	+25%	+$157K	0.8%	36
2018 Q1	$638K	Buy	32,765 +4,000	+14%	+$79.1K	0.76%	34
2017 Q4	$575K	Buy	+28,765	New	+$578K	0.82%	29

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Greenwich Investment Management's FPE Position: Q4 2019 in Review

Greenwich Investment Management sold out of First Trust Preferred Securities and Income ETF (FPE) in Q4 2019, closing a stake of 15,150 shares — an estimated $299K sold.

Greenwich Investment Management first reported a position in FPE in Q4 2017 and held it in 8 quarters. The position peaked at $780K in Q2 2018. 304 funds tracked by Wall St. Rank hold FPE as of Q4 2019.

Greenwich Investment Management reported no remaining First Trust Preferred Securities and Income ETF position as of Q4 2019 after selling out during the quarter.
Greenwich Investment Management sold 15,150 First Trust Preferred Securities and Income ETF shares in Q4 2019, an estimated $299K.
Greenwich Investment Management first reported a position in First Trust Preferred Securities and Income ETF in Q4 2017 and held it in 8 quarters.
Greenwich Investment Management's First Trust Preferred Securities and Income ETF position peaked at $780K in Q2 2018.
304 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2019.

Based on Greenwich Investment Management's 13F filing for Q4 2019, filed 7 Feb 2020.