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GGPS

Gary Goldberg Planning Services Portfolio holdings

AUM $238M
1-Year Est. Return 11.72%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+11.72%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$2.4M
Cap. Flow
-$9.74M
Cap. Flow %
-4.09%
Top 10 Hldgs %
42.04%
Holding
524
New
37
Increased
94
Reduced
130
Closed
68

Top Buys

Rank Stock Value
1
PPL
PPL Corp
PPL
+$4.55M
2
TE
TECO ENERGY INC
TE
+$3.49M
3
PM icon
Philip Morris
PM
+$3.1M
4
KMI icon
Kinder Morgan
KMI
+$3.09M
5
UL icon
Unilever
UL
+$3.04M

Top Sells

Rank Stock Value
1
GSK icon
GSK
GSK
+$7.93M
2
LMT icon
Lockheed Martin
LMT
+$3.65M
3
LO
LORILLARD INC COM STK
LO
+$3.33M
4
VOD icon
Vodafone
VOD
+$3.07M
5
DUK icon
Duke Energy
DUK
+$2.94M

Sector Composition

Rank Sector Weight
1 Utilities 17.96%
2 Energy 16.16%
3 Communication Services 15.49%
4 Consumer Staples 12.92%
5 Technology 8.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MARPS icon
376
Marine Petroleum Trust
MARPS
$9.92M
$7K ﹤0.01%
693
– –
TBT icon
377
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$289M
$7K ﹤0.01%
+144
New +$7.34K
SUNS
378
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$7K ﹤0.01%
500
– –
ESND
379
DELISTED
Essendant Inc.
ESND
$7K ﹤0.01%
165
-120
-42% -$4.89K
AF
380
DELISTED
Astoria Financial Corporation
AF
$7K ﹤0.01%
550
– –
TWC
381
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$7K ﹤0.01%
43
– –
HCA icon
382
HCA Healthcare
HCA
$82.2B
$6K ﹤0.01%
79
– –
IVV icon
383
iShares Core S&P 500 ETF
IVV
$879B
$6K ﹤0.01%
30
-10
-25% -$2.02K
M icon
384
Macy's
M
$6.13B
$6K ﹤0.01%
84
– –
MGF
385
Aberdeen Government Markets Income Fund
MGF
$92.2M
$6K ﹤0.01%
1,000
– –
MIDD icon
386
Middleby
MIDD
$5.86B
$6K ﹤0.01%
60
– –
SAP icon
387
SAP
SAP
$185B
$6K ﹤0.01%
88
– –
SNY icon
388
Sanofi
SNY
$105B
$6K ﹤0.01%
122
-30,712
-100% -$1.49M
WHR icon
389
Whirlpool
WHR
$2.39B
$6K ﹤0.01%
33
– –
EDE
390
DELISTED
Empire District Electric
EDE
$6K ﹤0.01%
210
-1,330
-86% -$36.7K
BRW
391
Saba Capital Income & Opportunities Fund
BRW
$340M
$5K ﹤0.01%
500
– –
CCL icon
392
Carnival Corporation Ltd
CCL
$35.7B
$5K ﹤0.01%
100
– –
FIS icon
393
Fidelity National Information Services
FIS
$21.8B
$5K ﹤0.01%
84
– –
FITB
394
Fifth Third Bancorp
FITB
$52B
$5K ﹤0.01%
231
– –
ITB icon
395
iShares US Home Construction ETF
ITB
$2.37B
$5K ﹤0.01%
+181
New +$4.42K
MRSH
396
Marsh
MRSH
$87.7B
$5K ﹤0.01%
91
– –
PNNT
397
Pennant Park Investment Corp
PNNT
$211M
$5K ﹤0.01%
500
– –
TNC icon
398
Tennant Co
TNC
$1.46B
$5K ﹤0.01%
75
-777
-91% -$54.1K
VLY icon
399
Valley National Bancorp
VLY
$8.13B
$5K ﹤0.01%
500
– –
XLB icon
400
State Street Materials Select Sector SPDR ETF
XLB
$8.3B
$5K ﹤0.01%
200
-45,462
-100% -$1.1M
14 15
16
17 18

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DD
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NES
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FBT
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SVMV
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CAMI
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MMC
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SJ
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Gary Goldberg Planning Services's Q4 2014 Portfolio in Review

As of Q4 2014, Gary Goldberg Planning Services held 524 positions worth $238M, down 1% from $240M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Gary Goldberg Planning Services withdrew a net $9.74M in Q4 2014, closing 68 positions and reducing 130 holdings. Its most notable exit was NUVEEN EQUITY PREMIUM OPPORTUNITY FUND, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 18% of assets, up from 13% a quarter earlier, followed by Energy and Communication Services.

Against the trend, Gary Goldberg Planning Services opened a new position in Nuveen S&P 500 Buy-Write Income Fund worth $1.47M.

  • Gary Goldberg Planning Services's largest Q4 2014 buy was Nuveen S&P 500 Buy-Write Income Fund: 121,216 shares worth $1.47M.
  • Gary Goldberg Planning Services added most to PPL Corp in Q4 2014, an estimated $4.55M increase.
  • Gary Goldberg Planning Services's biggest Q4 2014 reduction was GSK, cutting an estimated $7.93M.
  • Gary Goldberg Planning Services fully exited NUVEEN EQUITY PREMIUM OPPORTUNITY FUND in Q4 2014, selling an estimated $1.7M.
  • Gary Goldberg Planning Services's ten largest holdings make up 42% of its $238M portfolio in Q4 2014.
  • Gary Goldberg Planning Services opened 37 new positions and closed 68 in Q4 2014.
  • Gary Goldberg Planning Services's portfolio value fell 1% quarter-over-quarter to $238M.

Based on Gary Goldberg Planning Services's 13F filing for Q4 2014, filed 9 Feb 2015.